Framework for the development of environmental health indicators Tord Kjellstroma & Carlos Corvalanb
Introduction The term "indicator" has become widely used in documents from international agencies and scientific groups in the last few years. One explanation is the active debate on indicators that was spurred by the recommendations in Chapter 40, "Information for decision-making", of Agenda 21 (1). In this chapter it was stated that, "indicators of sustainable development need to be developed to provide solid bases for decision-making at all levels and to contribute to a self-regulating sustainability of integrated environment and development systems." Countries, international governmental and nongovernmental organizations were called upon to develop the concept of indicators of sustainable development. The Statistical Division of the United Nations was given a special role to support this work and to promote the increasing use of such indicators. The World Health Organization (WHO) is contributing to the development and promotion of indicators related to the health status of populations, a very important aspect of sustainable development highlighted in Chapter 6 of Agenda 21, "Protecting and promoting human health". In relation to the specific environmental aspects of development, WHO has a particular interest in what may be called "environmental health indicators" or EHis. This article will analyse the concepts behind this term and the potential application of such indicators in environmental health management field work. The specific characteristic of an environmental health indicator (EHI) is that it somehow provides information about a scientifically based linkage between environment and health. Thus, an indicator which purely describes the state of the environment with no obvious link to the health impacts of the environment could not be considered an EHI. In the same vein, a pure health status indicator with no obvious linkage to environmental causation of health deterioration (or health improvement), could not be considered an EHI. By environment, as used in this article, we include not only the general environment to which everyone is
exposed, but also specific environments, such as the workplace or the domestic environment, where people spend a significant proportion of their time. Further, we include among environmental hazards not only the immediate biological, chemical or physical factors that affect health, but also to the underlying social, economic and technical conditions that create environmental health problems. Ever since the WHO Programme for the Promotion of Environmental Health was established almost 50 years ago, the development of methods and practical applications of the measurement of environmental health status has been an important concern. The initial priority was to provide information on basic issues of drinking-water, sanitation and shelter. Still, two of the most widely used indicators of environmental health status in a community are the percentages of a population that have access to drinking-water and sanitation. In the 1980s the term "environmental epidemiology" was introduced to identify measurement activities of a more sophisticated nature, incorporating quantification of the linkages between environmental exposures and health impacts (2). The first WHO meeting dealing specifically with EHis was held in Dusseldorf in 1992c and since then our work in this area has intensified. This article brings together ideas and analysis inspired by the material and discussion on indicators in conjunction with the HEADLAMP project, described in other articles in this issue.
Environmental health indicators in the context of sustainable development Sustainable development has been defined as "development that meets the needs ofthe present without compromising the ability of future generations to meet their own needs" (3). An indicator that measures sustainability should therefore focus on this definition. It should somehow measure how a component of development meets current "needs", while at the same time indicating to what extent the "needs" of future generations are met. A large number of statistical measures and variables have been listed as potential sustainable-
a
b
Director, Office of Global and Integrated Environmental Health, World Health Organization, Geneva. Scientist, Office of Global and Integrated Environmental Health, World Health Organization, Geneva.
c
World Health Organization. WHO consultation on the development and use ofenvironmental health indicators in the manllg!!17Uint of environmental risks to human health. Dusseldorf, 15-18 December, 1992. WHO, 1993 (WHO/EHE/93.3).
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development indicators (SDis) in recent documents from international agencies or scientific groups (4,5),d-f but most of the proposed indicators do not reflect the sustainability aspect. Economic performance indicators, such as GNP or annual GNP increase, tell us nothing about the ability of future generations to sustain such a GNP or to surpass it. In fact, one could speculate that a high GNP today may be the direct cause of a lowered GNP tomorrow if natural resources are depleted and the high current GNP has been created at the expense of the community's future productivity. In addition, economic performance in itself can not be the ultimate aim of sustainable development. Human health and welfare, biodiversity protection and global ecosystem health are the key objectives of sustainable development as concluded in Agenda 21 (1). Most environmental indicators (e.g., air quality) or health indicators (e.g., life expectancy) provide no information about sustainability as such, but they are at least essential elements of the community well-being that is implied in the "meeting of community needs". Some environment and health indicators can be interpreted more directly in relation to sustainability. For instance, an indicator of soil quality and soil stability could be interpreted as directly linked to future agricultural productivity and the ability of future generations to meet their needs. Ideally, this indicator should also incorporate an element of change in soil quality with time. Similarly, an indicator of the occurrence of infectious disease in a community could be interpreted in relation to likely health problems in the future, as a high rate of infectious disease is now a foundation for future infectious disease occurrence.
include the dynamic aspect of desertification, while at the same time describing how the current situation fits with the requirement to "meet the community needs". In the field of health indicators, available epidemiological tools provide a number of options for defining static and dynamic indicators. The occurrence of ill health (or good health) in a population is basically measured either as the number of existing cases of a disease - "prevalence" - or as the number of new cases of the disease occurring in a set time period, "incidence" (6). IflOO people in a specific population are suffering from a specific disease (prevalence) and 200 new cases (incidence) occur in a specific week, the new cases could be linked to changes in the environmental conditions during the week. As the number of cases depend on the size of the population studied, prevalence and incidence are mostly measured as "rates" (e.g., number of cases per 1 000 population). Measurements of prevalence or incidence need to be interpreted as static, unless a comparison rate (expected "background" rate or the rate at some earlier time) is available. Explicit dynamic indicators would be the change over time of prevalence rate (e.g., the annual percentage increase of the deafness prevalence rate) or the incidence rate (e.g., change in annual lung cancer mortality rate over a 10-year period). The concept of static and dynamic indicators can be applied to any of the developmental, economic, environmental or health variables needed to describe and monitor sustainable development. Until now, the majority of indicators proposed for measuring sustainable development have been of the static type.
Static versus dynamic indicators An indicator can be measured as a point estimate at particular time or it can be measured as the change during a time period. One can apply the terms "static" and "dynamic" indicators to the two types. For example, the information contained in the indicators differs if a desertification indicator describes the proportion of the area of a country that is classified as desert, or if the indicator describes the annual change in that proportion. The best indicator of sustainability would need to
Descriptive versus analytical indicators Another fundamental feature of an indicator is the extent to which it reflects cause-effect relationships. In the definition of sustainable development, a cause-effect linkage between the activities of the current generation and the fate of future generations is clearly expressed. An indicator that merely presents the current state of an environmental feature, such as the concentration of nitrates in drinking-water, provides less information for the assessment of sustainability than an indicator measuring the proportion of the nitrate level in drinking-water due to agricultural use offertilisers. Borrowing from the terminology of epidemiology one can define indicators as "descriptive" or "analytical", the latter reflecting an exposureeffect relationship. It makes a big difference for decisions concerning environmental health management actions, if the high level of nitrate in drinking-water is related to agricultural run-off rather than being due to natural seepage from soil. In practice, the identification of exposure-effect 145
d
UNEP/RNM. An overview of environmental indicators: state of the art and pcrspectiv~. 1994 (UNEP/EATR.94-01; RNM/ 402001001). Scientific Committee on Problems of the Environment. Environmental indicators: a systematic approach to measuring and reporting on the environment in the context ofsustainable deveWpment. Paper presented at the workshop on Indicators of Sustainable Development for Decision-Making, Ghent,January 9-11, 1995. The World Bank. Monitoring environmental progress (draft). Environment Department, The World Bank, Washington, 1994.
<
f
Wid hlth statist. quart., 48 (1995)
relationships is mostly based on repeated measurements of the environmental and health variables and the analysis of relationships, using epidemiological techniques. It is often difficult to encapsulate interpretable information of this type into one single indicator. Measures of population impact in epidemiology, such as population attributable risk (PAR), can be understood as one type of "analytical" indicators. The PAR is a measure of the excess rate of disease in a population which is attributable to an exposure. Even if the observed association between an exposure and a health outcome is small, if a large proportion of the population is exposed, the total number of affected persons can be large, and of concern for decision-makers.
Causal chain for environmental health linkages In the field of environmental health the causal relationships of greatest interest are those that link human exposure to environmental hazards to specific health effects in the exposed population. Lead poisoning is diagnosed by the verification of high lead exposure in the individual and the verification of specific signs of ill health, such as behavioural disorders or anaemia in the same individual. For environmental health management purposes it is important to know what caused the high exposure. Did the high lead exposure emanate from food, air, drinking-water or dust inside the house? Did the lead in the food originate from lead in petrol (gasoline) or lead pollution from a factory? The answers to these questions lie in an accurate description of the "causal chain" as described in Box 1. The concept of the causal chain has been widely applied already in the debate about sustainable development indicators, by the use of the framework for environmental indicators developed by the Organisation for Economic Co-operation and Development (OECD) (7). The Driving ForcesPressure-State-Effect framework in Box 1 is a modification of the OECD framework that highlights the health impact component of the causal chain. Within this framework more detailed steps in the causal chain have been shown in the examples in Box 1. This provides a better description of the different items that could be used as descriptive indicators, and the linkages that could be the basis for analytical indicators. The development activity (e.g., industry or agriculture) or the daily activity of a population (e.g., defecation) leads to a certain amount of chemical or biological waste that could pollute the environment. This first step in the causal chain (Box 1) could be labelled the "driving forces" behind environmental pressures and change. Population size or density should be considered as one of the major driving forces. The amount of waste produced by the population and the development activities can, if it is not 146
contained, cause emiSSions to the environment (air, water or soil), which can be quantified (columns 2 and 3 in Box 1). These emissions are the basis for measured environmental levels of the pollutant, but the actual levels depend on dilution in the environmental medium, direction of flow of this medium (e.g., wind direction from a chimney), and the persistence of the pollutant in the environmental medium. Only if significant pollutant levels occur in the environment near people will human exposure occur, and exposure levels will depend on the time spent in different parts of the environment (e.g., indoors and outdoors). The actual dose inside the body depends on the pollutant actually reaching the target organ, which depends on absorption and distribution inside the body (columns 4 to 6 in Box 1). Health effects can range from early warning signs to clinical disease and finally death (columns 7 to 9 in Box 1). Intervention to protect human health can be made at each of these steps in the causal chain. Analytical environmental health indicators that quantify the impact at each step in the causal chain would be particularly useful. They would highlight where an intervention aimed at protecting human health would be the most effective.
Specific versus composite indicators In the transition from raw data to information on which to base environmental health management and decision-making, one can distinguish between indicators which provide information on one specific item (e.g., one pollutant) or on a range of items of similar characteristics (e.g., of several pollutants combined). Consider air pollution as an example. Short interval measures (say, hourly) of a given pollutant, such as sulphur dioxide, may be combined to provide a daily (or other time period) average or other summary statistic. This observed average may then be compared to maximum permissible levels or be used to estimate the health impact. Such information on a given pollutant can be considered as a specific indicator, which in tum is associated with specific health effects. Following the same air pollution example, one could take the averages of several air pollutants and combine them in a particular way so as to derive a composite indicator. This new indicator would describe, in very general terms, the combined air pollution situation of a town, city or region. It would also be possible to combine all pollutants (say in water, food, soil and air) into an overall pollution index to describe the environmental situation of a particular geographical area. The usefulness of specific indicators or composite indicators depends on their interpretation. A decision-maker may be interested in the overall air pollution level of a city, and this could be provided in a single composite air pollution index. If this Rapp. trimest. statist. sanit. mond., 48 (1995)
Box 1
i:i! "' 5;"·
~ ~ s
Examples of environmental health indicators within the DPSEA framework
,.... State Effects
-<:>
"~ ~ .-..._
Iii
Driving force
Pressure
~ Emissions Environmental levels Human exposure Dose Early effects
<0 3. 4.
Causal chain
1. 5 8.
2.
6.
7.
9. Death due to:
Pollutant type Tons of lead emitted from cars lead concentration in air calculated personal exposure to lead from all sources Calculated exposures: workers; nearby residents Estimated exposure to contaminated food/water Personal dosimeters; Urine; Faeces Serum analysis for Hepatitis A and typhoid; Faeces for cholera, shigella Lead in blood Behavioural disorders; Reduced IQ
Type of development or human activities
Amount or size of production
Late effects
Chemical (e.g.,lead)
Use of lead as a petrol additive
Amount of lead used for this purpose
Anaemia; Increase in blood pressure
Encephalopathy; Acute lead poisoning
Physical (e.g., ionizing radiation) Calculated emissions at nuclear facilities Radiation levels in air, water, food
Energy generation (nuclear reactor)
Amount of radioactive material used
Chromosomal abnormalities
Genetic defects; Leukaemia; Cancer
Acute radiation sickness; Cancer
Microbiological (e.g., water contamination) Amount of untreated effluent Coliforms in water, food
Sewage generation
Amount of waste produced
Diarrhoea, fever, nausea
Cholera, Hepatitis A, typhoid, dysentery, gastroenteritis
Death from dehydration
......
~
index is within pre-determined guideline values, this may be sufficient to decide that no pollution control action is required. If the index is higher than the guideline value, then specific indicators for each pollutant may be used to identify the source and the specific health concerns of the air pollution problem. In the risk-communication and decision-making process it may be difficult to use all the specific indicators. The composite indicator provides a summary view of the environmental health situation, which makes the interpretation easier. Composite indicators can be constructed as weighted averages based on each pollutant's potential harmfulness, and they can take account of the characteristics of the population exposed (geographical distribution, age distribution, etc.), in order that the indicator value becomes closely correlated with the expected health impact. The basis for such a composite indicator is a health risk model. Modelling and risk analysis are developed and applied particularly for evaluation of the cost-effectiveness of different pollution control options.
tion further, bearing in mind that, unlike health or environment indicators on their own, EHis have additional complexities. These stem from the fact that an "environmental exposure- health effects" link is assumed, but this link may not hold for all persons, nor groups of persons, at all times. There is a variability in susceptibility among individuals, determined by genetic factors, combined exposure to other pollutants, and occurrence in individuals of diseases that make them susceptible to the environmental factors included in the indicator. In some situations the main impact of the environmental factor may be the worsening of pre-existing ill health, e.g., air pollution triggering asthma attacks. Several other working definitions of EHis have been proposed. For example, EHis have been described as: information on environment and health which may be used in making decisions and in management for the protection and promotion of human health.c • designed to clarify environmental influences on human health and well-being. The information is to serve as an aid for decision-making in environmental and health management. This presupposes that a plausible link between environment and health is established;c • a parameter or value derived from parameters, which points to/provides information about/ describes the state of environment in its relation to human health with a significance extending beyond that obtained directly from the observed properties.h While these definitions have been developed within very specific contexts, they serve the purpose of providing an approximation to the concept we aim to grasp. The two key elements in all these definitions are the environment-health link and decision-makers' actions to improve environmental health problems. •
Towards a definition of environmental health indicators Indicators are used in different fields to describe the situation in question (especially geographical distribution), to demonstrate trends, to provide comparisons and to show the extent to which objectives are being achieved. The assumptions in this case are that the indicator in question is valid (i.e., it measures what was meant to measure); it is reliable, meaning that its measurement is not greatly affected by random error; it has wide and representative coverage of the population or area of interest; and if comparisons over time are required, they can be obtained in an on-going and periodic fashion. Many authors have described these and similar specific criteria for selecting or developing indicators (B).d In addition to some of these characteristics, among the most important criteria relevant to environmental health indicators (EHis) are that they should be based on established (or plausible) associations between environment and health; that they should use existing or easily collected data; that they are easily understood by decision-makers and non-specialists; and that specific preventive actions can be guided by them. Environmental health indicators have been described in the context of HEADLAMP as specific variables which give explicit policy-related information on the state of, and trends in, environmental health.g It is necessary to develop this descrip-
A conceptual framework for environmental health indicators One of the most widely used frameworks for environmental indicators is the Pressure-State-Response model proposed by the OECD (7). In this framework, pressures refer to socio-economic activities and associated processes or products (e.g., emissions), which impact upon the environment. Recently, the term driving forces has been used as an alternative to the term pressures. It would seem logical to use the term driving forces for the socio-
g
World Health Organization. Informal consultation on Health and Environment Analysis for Decision-makzng (HEADLAMP) methods and field studies- Summary report. Geneva, WHO, 1994 (WHO I
h
Kuchuk, AA & Merineau, R Environmental health indicators used in the Health and Environment Geographicallnformation System (HEGIS). European Centre for Environment and Health, 1994
EHG/94.15).
(WHO/EUR/ICP/CEH 257/6).
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Rapp. trimest. stattst. sanit. mond., 48 (1995)
Fig. 1 A conceptual framework for the development and identification of environmental health indicators Cadre theorique pour Ia mise au point et Ia selection d'indicateurs de Ia salubrite de l'environnement 2 Pressure Pression /"-~
3 State Eta! ,;"~;.,
4 Effect Effet
't )
5 Actions
economic activities and to use the term pressures for the environmentally harmful products that may emerge from the socio-economic activities (the extent of pressures from a specific driving force can be modified by social and technical interventions). Pressures cause changes in the state of the environment (e.g., air quality, water quality or the status of natural habitats), leading in turn to the adoption of responses, such as environmental policies or technological innovations, by society. This model does not translate readily into the environmental health context for it omits the important element of the consequences of changes in the state of the environment for health (e.g., changes in health status or quality of life). As the Environmental Indicators Team from the Environmental Protection Agency of the United States of America (USEPA) has suggested, it is appropriate to add an effects component to the framework.i Recognition of effects as a separate component of the framework has consequences for the type of response, that may occur and its aims. The term response may be construed as a passive reaction to the pressures, states and effects related to the environment. The purpose of EHis is to encourage informed decision-making for targeted actions to protect health. Therefore, we prefer the term actions instead of response. An additional reason is that epidemiologists use the term response to mean the probability of an effect, while toxicologists use the same word to mean the effect itself. The framework for environmental health indicators thus becomes driving forces-pressure-stateeffects-action or DPSEA (Fig. 1). Box 1 lists a few examples of chemical, physical and biological hazards in relation to this framework. Within this context, EHis can be exposurebased, health outcome-based or linkage-based. If exposure-based, indicators can be built on, for example, the percentage of persons exposed to mon-
itored levels of a pollutant exceeding standard guideline values (e.g., WHO guidelines for maximum recommendable exposure to a contaminant). If health outcome-based, indicators can focus on specific health outcomes which are sensitive to short term changes (daily, weekly or monthly) in exposure levels. Linkage-based indicators can be obtained from routine, on-going linkages of health and environmental monitoring data (e.g., time series analysis of air pollution and respiratory conditions). Exposure-based indicators have the problem that the closer one gets to the "true" levels of human exposure, the more difficult it becomes to obtain these estimates. Thus, in some cases the question to answer may be how one estimates the adverse health effects given known levels of pollutants (e.g., application of dose-response functions to estimate health outcome based only on exposure). In other situations, however, the particular demographics and combination of confounding variables may preclude the application of doseresponse functions obtained from external populations. In these cases, the critical question may be, given observed health trends, how can one determine if certain environmental pollutants are linked to this trend, and to what extent?
Environmental indicators with health linkage Environmental indicators have been described as "a measurement, statistic or value that provides a proximate gauge or evidence of the effects of environmental management programs or the state or condition of the environment" (9). Issues relating to health are just a few of the many reasons for collecting environmental indicators. Other reasons include the impact of environmental pollution on agriculture, forests, rivers and lakes. Thus, the collection of data on air pollution emissions and concentrations, organic and inorganic water pollution, stratospheric ozone, natural resources, waste production, climate change, etc., is not performed specifically for health-related purposes and this makes the available information oflimited value in the development of EHis. In the context of 149
1
United States Environmental Protection Agency. A conceptual framewrnk to support the development and use of environmental information (in preparation). USEPA, 1994.
Wid hlth statist. quart., 48 (1995)
8012 Environmental contaminants with potential human health impact Substance Class• lnd1cators and med1um Proxy/surrogateb
Air quality indicators Sulphur dioxide Concentration in air Exceeding WHO or national guidelines; Emissions; Use of coal for domestic heating/cooking Exceeding WHO or national guidelines; Emissions; Use of gas for domestic heating/cooking; Traffic density Exeeding WHO or national guidelines; Black smoke; Emissions of TSP; Use of coal
Nitrogen dioxide
Concentration in air
Particulates
Total suspended particulates (TSP); particulate matter in the respirable size range (less than 10~m, PM 10); Concentration in air Concentration in air 2 Concentration in air
Ozone Carbon monoxide
Emissions; Traffic density, city gas usage
Water quality indicators Drinking-water quality Hardness; Water colour; Taste; Acid level (pH); Conductivity/TSS; Biochemical oxygen demand(BOD); Volatile organic compounds(VOC); Total organic compounds(TOC); Nitrates, nitrites; Phosphates Water treatment
Multi-media and other indicators Volatile organic 2 compounds (VOCs) Polyaromatic Hydrocarbons (PAHs) Metals and trace elements 2 2 Concentration of specific VOCs in air and water Concentration of benzo(a)pyrene in air and food Concentration of cadmium (Cd), lead (Pb), arsenic (As) and mercury (Hg) in human tissue; Concentration of aluminium (AI) in drinking-water Concentration of polychlorinated biphenyls (PCBs), dioxins, etc. in human tissue Concentration in food; Concentration in soil, water; Concentration in human tissue Concentration of nitrate, nitrite, phosphate, etc., in surface water; Concentration in groundwater, food Foodborne pathogens; Waterborne pathogens; Emissions; Petrol usage Small-scale wood and coal burning; Traffic density Concentration in air, water, soil, food; emissions
Persistent organic chemicals Pesticides
3
Concentration in air, water, food; Emissions; Production/consumption Pesticides use; Sales; Land use Fertilizer usage; Additive use
1 2 3
Nitrates, etc. 2 Pathogens and allergens
1 3 Radiation
Airborne allergens (e.g., pollen); Indoor allergens Activity of radon in household air; Solar radiation; Radiation equivalent of food
Concentration; Food hygiene; Land use/vegetation; Water treatment; Wastewater treatment; Humidity; Housing quality; Geology; Sunshine/cloudiness
1 1 2
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Rapp. trimest. statist. sanit. mond., 48 (1995)
Box 2 (continued) Substance Class• Indicators and medium Proxy/surrogateb
Exposure to tobacco smoke
3
Cotinine in urine
Particle concentration in indoor air; Mutagenicity of air; Tobacco consumption; Smoking controls in public buildings, etc. Complaints; Waste treatment; Complaints; Noise emissions; Traffic density
Nuisances
3 3 3
Nuisance caused by odours; Noise levels in home; Traffic noise
a Prionty classes· Class 1· descnptors that are highly relevant to health, tor which harmomzed definitions and measurement methods have been developed, and for which data collect1on already ex1sts 1n most of developed and many developing countnes, Class 2 descnptors that are relevant to health but tor wh1ch harmomzed def1mtions and methods are not yet available, and/or tor wh1ch only llm1ted data ex1st, Class 3 descnptors that are potentially relevant to health and/or of public concern, but tor which no harmomzed techmques and definitions yet ex1st, and tor wh1ch measurement IS e1ther techmcally d1ff1cult or expensive b Many of the preferred 1nd1cators are not amenable to direct measurement (at suff1c1ent coverage), hence prox1es and surrogates were defined where teas1ble In each case the spec~ic procedure tor converting descnptors to operational1nd1cators must still be outlined 1n detail
Source Ref (11)
EHis we are concerned with the degree of exposure to human beings, and the human health impact of such exposure. Environmental pollution without direct or potential human exposure, is by definition not covered by EHis. Indicators of exposure are those which measure the potential of a substance or microbiological organism to enter the human body through contaminated air, water, food and soil. Examples of contaminants with plausible or known links with human health impact are listed in Box 2, based on a report of a WHO consultationj The difficulty with environmental indicators is that the presence of pollutants in the environment does not translate automatically into health outcomes. Similarly, the incidence of many environmentally related diseases cannot be easily traced back to specific environmental exposures. Only individual-level epidemiological studies are able to establish reliable links between exposures and health outcomes. Such studies, however, defeat the purpose of using easily collected or available statistics from which to derive the relevant indicators. Certain ecological methods in epidemiology, for example time series analyses, are able to make group-level linkages using existing aggregate level data. We call this method of obtaining an EHI "linkage-based indicators". Other ecological methods, such as geographical linkages, or joint health and environmental data analysis using Geographical Information System (GIS) techniques, may also help to point out trends or associations which may require further scrutiny.
Health indicators with environmental linkage Health indicators have been used extensively to monitor the health of populations. The "Health for All" policy involves monitoring of progress towards attaining a minimum health level for all persons by the year 2000 and provides numerous examples of health indicators monitored on a global scale. According to the third progress report on Health for All, "monitoring is the continuous follow-up of activities to ensure that they are proceeding according to plan, so that if anything goes wrong, immediate corrective measures can be taken. The information gained from monitoring is used for evaluation. Evaluation is the systematic assessment of the relevance, adequacy, effectiveness and impact of a health programme".k The health and environment link is also a prominent part of the Health for All policy. Important environmental health issues such as access to water and sanitation, acute and chronic exposures to chemicals, population exposed to unacceptable levels of contaminated air, housing issues (and also environmental issues with a less direct link to health, such as loss of biodiversity, deforestation, soil degradation and global warming), are discussed in the Implementation of the global strategy for Health for All fly the Year 2000 (10). The Swedish environmental protection agency has compiled a tentative list of environment-related diseases (11). This list includes certain cancers (especially lung and skin, particularly in children); respiratory disease (chronic bronchitis, pulmonary emphysema, bronchial asthma, hyper-reactivity); allergic diseases (atopic allergies and symptoms occurring in connection with atopic diseases,
J
World Health Organization. Environment and health indicatars far use with a health and environment geographical infarmation system (HEGIS)farEurope. Report on a WHO consultation. Bilthoven 11-13 March, 1993. WHO, 1993 (WHO/EUR/ICP/CEH 246).
k
World Health Organization. Implementation ofstrategies far health far all by the year 2000. Third monitoring of progress. Common framework. Geneva, WHO, 1993 (WHO/HST/GSP/93.3).
Wid hlth statist. quart., 48 (1995)
151
Box3 Potential signs of population exposure to environmental contaminants A. Diseases/health problems identifiable through existing health reporting systems (and potential sources of information) Low birth weight Birth defects Spontaneous abortions Chronic respiratory disease in children Active leukaemia in children Acute granulocytic leukaemia in adults Aplastic anaemia Asthma in children Dermatitis and dermatoses Skin cancer Malignant melanoma Lung cancer in nonsmokers Bladder cancer in nonsmokers Primary liver cancer in nondrinkers Vital statistics Vital statistics, hospital discharges, birth defect registries Hospital discharges Hospital discharges Cancer registries, vital statistics, hospital discharges Cancer registries, vital statistics, hospital discharges Hospital discharges, vital statistics Hospital discharges Hospital discharges Cancer registries, hospital discharges Cancer registries, hospital discharges, vital statistics Cancer registries Cancer registries Cancer registries
B. Disease/defects not usually identifiable through existing health reporting systems Acute sensory irritation (eye, respiratory, olfactory) Developmental defects Hearing loss in children Chromosome defects C. Deviation from normal biological functions requiring special surveys to detect Neurological function Immunological function Renal function Cardiac function Haematologic function Respiratory function Reproductive function Liver function Auditory function D. Indicators of body burdens potentially due to environmental exposures Blood lead (ZPT)a Heavy metals in blood, urine, hair, nails Carboxyhemoglobin Organophosphates (cholinesterase)b PCBs and PBBs (polychlorinated and polybrominated biphenyls) Other pesticides Adductsc a ZPT, z1nc protoporphyrin, an eas1ly measured metabolite Involved With the structural materials of haemoglobin Lead 1mpairs the use of ZPT and hence elevated ZPT
1n screening tests 1nd1cates a likelihood of a lead body burden b Cholinesterase IS an enzyme that 1s spec1f1cally blocked by organophosphate pesticides, and a decrease 1n cholinesterase may reflect a relat1vely recent exposure to such pest1c1des c Adducts are combinations of pollutants with one or more molecules 1n the body, such as DNA or haemoglobin, wh1ch tend to pers1st and can be detected at very low concentratiOns Source Ref (22).
namely asthma, hay fever, conjunctival catarrh and eczema); cardiovascular disease; effects on reproduction (miscarriage, late intrauterine death, neonatal and perinatal death, low birth weight, various malformations and chromosome abnormalities); and diseases of the nervous system (organic psychosyndromes and dementia- Alzheimer's disease, Parkinson's disease, amyotrophic lateral 152
sclerosis, multiple sclerosis, peripheral nervous disease in combination with polyneuropathy). Not all cases of these diseases are due to environmental exposures. The term "sentinel health event" has been applied to cases of disease that in a particular situation appears out of the ordinary, and can be potentially linked to an external factor. A sentinel health event serves as a warning signal that the Rapp. trimest. statist. sanit. mond., 48 (1995)
quality of preventive or medical care may need to be improved. Examples of sentinel health events include infant or maternal deaths as indicators of the adequacy or quality of prenatal or maternal health care. The concept of sentinel health events has been adapted for use in occupational health. Currently more than 50 conditions are considered as "sentinel health events (occupational)". These include, for example, asbestosis and mesotheliomas (as indicators of asbestos exposure), silicosis, heavy metal poisoning, leukaemia (as an indicator of exposure to ionizing radiation or benzene), methaemoglobinaemia, extrinsic asthma and pesticide poisoning (12). A preliminary list of environmentally-related sentinel health events has also been devised (13). These include conditions that are clearly identifiable; those that potentially indicate exposure to environmental contamination; and those which are indicators of body burdens, potentially due to environmental exposures (Box 3).
many existing problems, the proposed framework should be a useful tool to describe environmental health problems at a specific place and time. With this information, decision-makers can formulate actions to improve environmental health problems at different points in the causal chain.
Summary Environmental health Indicators provide Information about sc1ent1fically-based linkages between environment and health Th1s Information can be used for environmental health management and deciSionmaking. Environmental health ind1cators are rendered more complex than either environmental indicators or health indicators because they must take account of factors such as the variability in susceptibility 1n individuals and variability 1n co-exposures. Such variability implies that any links that are def1ned may not apply to all indiVIduals or groups at all times. Individual-level epidemiological stud1es can contnbute to establishing environmental health relationships for particular places and time penods However, cost-efficiency demands that aggregated data and known environment and health relationships be used to derive these indicators Environmental health indicators can therefore be constructed by link1ng aggregated data, or by ident1fy1ng environmental1nd1cators with a health linkage, or health indicators with an environmental linkage The framework for environmental health Indicators proposed here is an adaptation of the Pressure-StateResponse framework. Its first level consists of driving forces, wh1ch create pressures on the environment. These in turn alter the state of the environment by increasing existing exposures or introducing new ones, wh1ch produces a measurable health effect. In order to rect1fy the problem, acttons (i.e., environmental health management) must be undertaken at each level Thus the framework becomes the Driving-force - Pressure State- Effects- Action (DPSEA).
Conclusions Environmental Health Indicators presuppose a link between specific environmental exposures and health outcomes. This makes the identification of EHis quite complex. While only epidemiological studies with data collected at the individual level can establish sound environmental health associations in a given place and time period, simplicity and cost-effectiveness call for the use of population-level environmental or health data to derive EHis from known environment-health relationships. If reliable environmental data are available, these are simpler to use than health outcome information, and they can be converted into reliable EHis if appropriate estimates are obtained of the potential population exposed. Once identified, routine or periodic EHI data collection can provide useful information for decision-makers as targeting and evaluation tools in their efforts to protect human health. The framework for environmental health indicators proposed in this article is intended to aid decision-makers in exploring specific environmental health problems through the causal chain from source to health effect, and thus identifying areas where action is most efficient. Implicit in the concept is that actions should be taken at every level, that is, on developing policies to avoid the driving forces behind environmental health hazards, on reducing environmental health pressures in the form of dangerous products and emissions, on repairing the state of the environmental health situation, and on rectifying health effects if they occur. There is a clear need for further research in the area of EHI development and also in identifying more sensitive and selective markers of the health effects of environmental exposures. However, for Wid hlth statist. quart., 48 (1995)
Resume Schema pour Ia mise au point d'indicateurs de Ia salubrite de l'environnement Les 1nd1cateurs de Ia salubnte de l'environnement fournissent des renseignements sur les liaisons scientifiquement etabl1es entre l'environnement et Ia sante. Ces renseignements sont utiles pour controler !'hygiene de l'environnement et prendre des decis1ons. Les indicaleurs de Ia salubnte de l'environnement sont plus complexes que ceux portant uniquement sur l'environnement ou Ia sante, car ils tiennent compte de facteurs tels que les ecarts de sensibilite entre les ind1vidus ou groupes a tout moment. Des etudes epidem1ologiques realisees au niveau lndividuel peuvent permettre d'etabllr des l1a1sons entre l'environnement et Ia sante en un l1eu prec1s et pendant une penode don nee. Cependant, pour des considerations de rentabilite, ces 1ndicateurs sont calcules a partir de donnees groupees et refletant des liaisons connues entre l'environnement et Ia sante. 153
On peut done mettre au point des 1ndicateurs de Ia salubrite de l'environnement soit en raccordant des donnees groupees, so1t en 1dentifiant des 1ndicateurs env1ronnementaux en rapport avec Ia sante ou inversement. L'orientat1on fourn1e ici sur les indicateurs de Ia salubrite de l'enwonnement s'insp1re du schema press1on-etatreact1on propose par I'OCDE Au depart, des forces motr1ces exercent des pressions sur l'environnement. Celles-ci mod1f1ent l'etat de l'environnement en intenslfiant les expos1t1ons ex1stantes ou en engendrant de nouveaux risques, qui produisent un effet mesurable sur Ia sante. Pour remedier a ce probleme, il taut prendre des mesures d'hygiene de l'enwonnement a chaque niveau. Le schema est alors le su1vant: forces motricespresslons-etat -effets-act1on
4. Bartelmus P. Towards a framework for indicators of sustainable development. Working paper series 7, Department for Economic and Social Information and Policy Analysis. Doc. No. ST/ESA/1994/WP.7. United Nations, New York, 1994. 5. World Wide Fund For Nature (WWF) and The New Economics Foundation. Indicators for sustainable development. London, 1994. 6. Beaglehole, R. et ai. Basic epidemiology. World Health Organization, Geneva, 1993. 7. Organization for Economic Cooperation and Development.
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References/References 1. Agenda 21: Programme of Action for Sustainable Development. New York, United Nations, 1993. 2. Environmental Health Criteria 27. Guidelines on studzes in environmental epidemzology. Geneva, World Health Organization, 1983. 3. The World Commission on Environment and Development. Our common future. Oxford University Press, Oxford, 1987. 12.
13.
OECD core set of indicators for envzronmental performance revzews. Environmental monograph No. 83, Paris, 1993. Kreisel, W.E. Representation of the environmental quality profile of a metropolitan area. Environmental monitOTing and assessment4:15-33 (1984). United States Environmental Protection Agency. Terms of Environment. Doc. No. EPA 175-B-93-001. 1993. World Health Organization. Implementation of the global strategyfor healthfor aU lry the year 2000, Second evaluation-Eighth report on the world health situation. Geneva, World Health Organization, 1993. Swedish Environmental Protection Agency (SEPA). Environment and public health. An epidemiological research programme. Solna, Swedish Environmental Protection Agency, 1993. Mullan, R.J. & Murthy, L.I. Occupational sentinel health events: An up-dated list for physician recognition and public health surveillance.Americanjournal ofzndustrial medicine, 19: 775-799 (1991). Rothwell, C.J. etal. Identificationofsentinelhealtheventsas indicators of environmental contamination. Environmental health perspectives, 94: 261-263 (1991).
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