Organisation mondiale de la santé (OMS) · Publications

Intersectoral factors influencing equity-oriented progress towards universal health coverage: results from a scoping review of literature

Organisation mondiale de la santé
Voir le document original

Le texte intégral est hébergé par l’organisation qui le publie. lawenc.com indexe les métadonnées et renvoie vers la source officielle.

Texte intégral

Social Determinants of Health Discussion Paper no. 10

Intersectoral factors influencing equityoriented progress towards Universal Health Coverage: results from a scoping review of literature DEBATES, POLICY & PRACTICE, CASE STUDIES

Intersectoral factors influencing equityoriented progress towards Universal Health Coverage: results from a scoping review of literature

Carmen de Paz, Nicole B Valentine, Ahmad R Hoseinpoor, Theadora Swift Koller and Megan Gerecke

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature / Carmen de Paz … [et al]. (Discussion Paper Series on Social Determinants of Health, 10) ISBN 978-92-4-151232-9 © World Health Organization 2017 Some rights reserved. This work is available under the Creative Commons Attribution-NonCommercial-ShareAlike 3.0 IGO licence (CC BY-NC-SA 3.0 IGO; https://creativecommons.org/licenses/by-nc-sa/3.0/igo). Under the terms of this licence, you may copy, redistribute and adapt the work for non-commercial purposes, provided the work is appropriately cited, as indicated below. In any use of this work, there should be no suggestion that WHO endorses any specific organization, products or services. The use of the WHO logo is not permitted. If you adapt the work, then you must license your work under the same or equivalent Creative Commons licence. If you create a translation of this work, you should add the following disclaimer along with the suggested citation: “This translation was not created by the World Health Organization (WHO). WHO is not responsible for the content or accuracy of this translation. The original English edition shall be the binding and authentic edition”. Any mediation relating to disputes arising under the licence shall be conducted in accordance with the mediation rules of the World Intellectual Property Organization. Suggested citation. De Paz C, Valentine NB, Hosseinpoor AR, Koller TS, Gerecke M. Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature. Geneva: World Health Organization; 2017. Licence: CC BY-NC-SA 3.0 IGO. Cataloguing-in-Publication (CIP) data. CIP data are available at http://apps.who.int/iris. Sales, rights and licensing. To purchase WHO publications, see http://apps.who.int/bookorders. To submit requests for commercial use and queries on rights and licensing, see http://www.who.int/about/licensing. Third-party materials. If you wish to reuse material from this work that is attributed to a third party, such as tables, figures or images, it is your responsibility to determine whether permission is needed for that reuse and to obtain permission from the copyright holder. The risk of claims resulting from infringement of any third-party-owned component in the work rests solely with the user. General disclaimers. The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of WHO concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. Dotted and dashed lines on maps represent approximate border lines for which there may not yet be full agreement. The mention of specific companies or of certain manufacturers’ products does not imply that they are endorsed or recommended by WHO in preference to others of a similar nature that are not mentioned. Errors and omissions excepted, the names of proprietary products are distinguished by initial capital letters. All reasonable precautions have been taken by WHO to verify the information contained in this publication. However, the published material is being distributed without warranty of any kind, either expressed or implied. The responsibility for the interpretation and use of the material lies with the reader. In no event shall WHO be liable for damages arising from its use. The named authors alone are responsible for the views expressed in this publication. The Series: The Discussion Paper Series on Social Determinants of Health provides a forum for sharing knowledge on how to tackle the social determinants of health to improve health equity. Papers explore themes related to questions of strategy, governance, tools, and capacity building. They aim to review country experiences with an eye to understanding practice, innovations, and encouraging frank debate on the connections between health and the broader policy environment. Papers are all peer-reviewed. Background: This report is part of a Rockefeller-funded project that aims to contribute to the development of appropriate indicators and associated measurement approaches for monitoring social determinants of health, gender equality and human rights, that are relevant to universal health coverage monitoring (UHC). The World Health Organization (WHO) defines UHC as ensuring that all people have access to needed promotive, preventive, curative, rehabilitative and palliative health services, of sufficient quality, while also ensuring that the use of these services does not expose the user to financial hardship. The core WHO project team working on the project was assembled from three main technical units in WHO:Social Determinants of Health (SDH) Gender, Equity and Human Rights (GER), and Surveys, Measurement and Analysis (SMA). These units worked with other programmes in WHO, the consultant and external experts to develop criteria for the scope of the work and the methodological approach. This report was commissioned to review literature published between 2009 to 2013 on barriers to health services in the field of social determinants of health, gender equality and human rights. The review complemented the WHO report, Equity, social determinants and public health programmes (2010), which reviewed literature up until 2008. Acknowledgments: The authors would like to acknowledge the funding from the Rockefeller Foundation for this work. The authors would also like to acknowledge with gratitude the discussions with experts, which benefited this paper. In particular, thanks go to John Lynch (University of Adelaide), Gouke Bonsel (Erasmus University Medical Centre) and Ximena Aguilera (Desarrollo Medical University, Chile) for assistance with the methodology. Thanks go to WHO colleagues, Christopher Fitzpatrick, Knut Lonnroth, Andreas Alois Reis, and Diana Elizabeth Weil for comments on presentations of the work. A first version of this paper was provided as background to the Bellagio meeting on Measuring and monitoring intersectoral factors influencing equity in universal health coverage (UHC) and health (May 2014). Thanks also go to Ljiljana Lukic, a WHO intern, who provided specific inputs for tables and paragraphs of text for the revised paper, Eugenio Villar, Coordinator, Social Determinants of Health; Veronica Magar, Team Leader, Gender, Equity and Human Rights; and Colin Mathers, Coordinator, Mortality and Health Analysis, for their oversight and support for the work described in the discussion paper. Nicole Valentine, Ahmad Hosseinpoor and Theadora Koller jointly conceptualized the work and designed the methodology. Carmen de Paz implemented the literature review and wrote the first draft of the paper. Carmen de Paz, Nicole Valentine, Ahmad Hosseinpoor, and Theadora Koller worked on the revised paper. Megan Gerecke reviewed the methodology and provided technical and editing support on the revised draft.

Design and Layout: L’IV Com Sàrl, Villars-sous-Yens, Switzerland. Printed in Switzerland.

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

Contents ABBREVIATIONS EXECUTIVE SUMMARY 1 INTRODUCTION 1.1 Background 1.2 A conceptual framework for the study of barriers to UHC 2 METHODOLOGY 2.1 Search strategy 2.2 Screening and prioritization criteria 2.3 Potential caveats 3 MAJOR FINDINGS 3.1 Description of reviewed articles 3.2 Barrier domains reported in the literature 3.2.1 Socioeconomic constraints 3.2.2 Demographic (biological) and jurisdictional constraints 3.2.3 Knowledge and education constraints 3.2.4 Political and institutional constraints 3.2.5 Social norms 3.2.6 Physical constraints 3.3 The importance of financial barriers related to direct medical expenditures 3.4 Variables and indicators capturing barriers 3.5 Data sources used 4. CONCLUSIONS REFERENCES ANNEXES Annex 1. Information about the articles reviewed Annex 2. Alternative search methodology results Annex 3. Selected results from literature review A. General health services (n=24) B. Maternal health (n=24) C. TB treatment (n=18) D. HIV/AIDS prevention (n=37) E. Diabetes treatment (n=18) F. Depression treatment (n=20) G. Injuries treatment (n=15) H. Cervical cancer prevention (n=23) I. Tobacco use prevention (n=9) 2 3 6 6 7 9 9 9 11 13 13 15 16 18 18 18 19 19 20 20 23 24 27 30 30 32 33 33 35 37 38 41 42 44 45 47 1

Abbreviations CI HIV/AIDS n/a OR SDH Confidence interval Human immunodeficiency virus/ acquired immunodeficiency syndrome Not available Odds ratio Social Determinants of Health

TB Tuberculosis UHC UK UNDP USA WB WHO Universal Health Coverage United Kingdom United Nations Development Program United States of America World Bank World Health Organization

2

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

Executive summary

A

cknowledging the importance of equity in access to health services, the World Health Organization (WHO) and the World Bank have committed to the goal of Universal Health Coverage (UHC), which aims to ensure that all people can obtain quality health services without enduring financial hardship. The measurement of UHC uses metrics for effective coverage (percentage who needed a particular service who received it) and financial protection (no impoverishment due to direct medical costs).

Objectives and methods

Achieving UHC is a major responsibility and goal of the health sector. But it cannot be done by the health sector alone. Its achievement depends on factors affecting the population being serviced, that are not under the direct control of the health sector (e.g., an individual’s family environment, access to infrastructure and resources, knowledge and education, etc.). Inequities across these intersectoral factors affect equity-oriented progress towards UHC (e.g. the denominator of income in the impoverishment measure of financial health coverage). To ensure these gaps are adequately considered and addressed, WHO is developing guidance for a global framework to measure, evaluate and monitor these other factors affecting UHC. A broad set of issues are recorded as barriers to care and equity in access in the literature (e.g. geographic accessibility, acceptable treatment, health systems responsiveness). Some issues are more frequently cited as barriers in the peer-review literature than others. In particular, the mention of human rights issues, are typically less well covered. The purpose of this paper was to scope a more comprehensive set of barriers that took into account human rights considerations and the care continuum, using a defined set of Universal Health Coverage service tracer conditions. It doing so the paper aimed to verify the extent to which different barriers were present in the peer-review literature. These barriers could help a country to explain which factors, apart from steps taken by the health sector to improve service delivery and financing, were influencing progress towards UHC. It aimed to categorize issues found into domains more closely aligned with social health determinants, gender quality and human rights, and to identify indicators commonly used for their measurement. A scoping literature review was conducted at the end of 2013, covering journal articles in PubMed published between 2009 and 2013. The review searched for barriers to services along five dimensions of UHC based on Tanahasi’s framework (availability, accessibility/affordability, acceptability, contact and effective coverage). It focused on the prevention and treatment of specific health conditions as outlined in the then scope of work by WHO and the World Bank for measuring “effective service coverage” as part of UHC: (1) non-communicable diseases, including diabetes, adult chronic conditions, depression, tobacco use, injuries and cervical cancer; and (2) MDG-related health conditions, including maternal health, HIV/AIDS, and tuberculosis. A search of studies of general access to health services was also conducted to complement the specific searches by health condition.

3

Results

The results of the search are summarized below. ∏ Type of studies. After two rounds of review, the searches yielded 188 original articles. Studies covered 50 countries with half focussed in the USA and BRICS countries (Brazil, India, China, South Africa). A third of studies used only qualitative analyses and two thirds used quantitative analyses. ∏

Thematic barrier domains • The barrier themes most often cited were grouped into the following domains: (1) Socio-economic constraints (cited in 25% studies), (2) Political and institutional constraints (cited in 16.5%), (3) Demographic and jurisdictional constraints (cited in 18.7%), (4) Knowledge and education (cited in 18.2%), (5) Social and gender related norms, culture and stigma (cited in 12.4%), and (6) Physical constraints (cited in 8.7%). • Depending on the health condition in question, different barrier domains were more prominent. For example, demographic and jurisdictional constraints were the most commonly cited factor deterring access to general health services, TB treatment, maternal health services and depression treatment. While socio-economic barriers were commonly cited for diabetes treatment, TB treatment and maternal health services. For HIV/AIDS prevention and depression treatment, gender and social norms and associated stigma are frequently cited barriers. Education and knowledge barriers appear to be more prevalent in the literature with regards to diabetes treatment, cervical cancer and depression treatment. Physical and institutional constraints are often mentioned as barriers to the coverage of injuries treatment. Indicators for measuring barriers: • Income/wealth was usually measured by monthly income above or below a countryspecific threshold1, wealth quintile or a wealth index, and asset ownership and/or debt status. • Working status was usually measured through employment/unemployment, years worked, working status (i.e., full time/other) or working days/hours per week. • In the case of education, the prevailing indicator was educational attainment (e.g., primary, secondary or tertiary education, overall years of education or population between 18–24 with at most lower secondary education). • Knowledge and information availability were usually assessed through self-reported levels of awareness and the prevalence of misconceptions. • Discrimination and stigma were also evaluated through reported perceptions, although standardized measures such as the HIV stigma score or the Perceived Devaluation Discrimination Scale (PDD) were used in some cases. • Government or institutional constraints and engagements included a variety of specific measures referring to program development and implementation, lobbies’ role, expenditure on social policy or on specific health programs and related equipment, proportion of organizations providing service, obstructive laws, social protection provision and the availability of financial incentives for staff and organizational entities. • Measures of gender-related constraints included the need for partner’s permission or encouragement, existing gender roles or the UNDP’s Gender Empowerment Measurement. • Physical constraints related to transportation and time constraints were respectively

4

1 For example, 30,000 USD in the United States to 180 Euro in Morocco

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

assessed by the availability of transportation facilities (e.g., helicopter vs. ground services for trauma), and the reported conflict between the prevention or treatment activity and children responsibilities or private life schedules. ∏

Sources of data. Most studies (71%) drew on tailored-made surveys designed for the study. Among the remaining studies, 18% used some kind of generally available national survey data, usually the Demographic and Health Surveys.

Conclusions

The scoping literature review described the relevance of a key set of domains for different health conditions as well as characterizing specific variables indicative of barriers to care. Search terms selected for the monitoring framework were derived from an a priori assumptions based on expert opinion from the fields of human rights, social determinants and gender equality. The research, which focussed on barriers to care, supported a range of barrier domains extending well beyond socio-economic costs associated with financial health protection for direct medical expenditures. Given that many of the quantitative studies reviewed developed their own metrics for barriers, the identification of potential global indicators for monitoring intersectoral barriers to service access appears challenging. Yet the qualitative studies indicate that these barriers are important to people and are worth tracking and targeting for change. Several indicators that are commonly used to capture education, employment and socioeconomic status are likely to be available in cross-country comparable surveys.

5

1 Introduction 1.1 Background Equal opportunities in access to health services and in health outcomes are necessary for the realization of the right to health and progress to achieve Universal Health Coverage. Systematically unfair health disadvantages, referred to as health inequities, or inequities in access to service provision, are socially unjust. Moreover, persistent inequities can have important economic implications, since they often lead to inefficient results (World Health Organization, 2013). Acknowledging the importance of equity in access to health services, the World Health Organization (WHO) and the World Bank have committed to the goal of Universal Health Coverage (UHC), which aims to ensure that all people can obtain quality health services without enduring financial hardship. However, UHC depends not only on health services’ availability, accessibility and adequacy but also on other factors beyond the health sector’s immediate control. These are termed intersectoral factors influencing equity-oriented progress towards UHC, and refer to the unequal conditions experienced by individuals that may hinder equity in access to health services and in health outcomes (e.g., poor environmental quality, poverty and poor living conditions, lack of education, etc.).1 A better understanding of what these factors are and how they interact with healthsector specific barriers is required in order to design, implement and monitor effective actions to reach populations systematically 1 It must be however noted that the original framework additionally encompassed some health systems barriers, i.e. barriers whose remedy is more traditionally and directly under the control of the ministry of health, which led to the inclusion of the domain political/institutional constraints in the search strategy (see following sections).

excluded from the health system. In the post2015 process aimed at setting sustainable development goals, it is also critical to recognize that UHC, together with action on intersectoral factors, can contribute to the overarching goal of increased healthy life expectancy. In this context, the WHO, with financial support from the Rockefeller Foundation, is developing an approach to monitoring intersectoral factors influencing equity-oriented progress towards UHC. Several complementary actions have been designed and carried out to inform this activity. This discussion paper, which is part of such efforts, summarizes a scoping review of the literature conducted between October and December 2013. The objective of the review was to identify the main intersectoral barriers to health services and potential variables for their monitoring based on the existing literature on the topic. The paper is structured as follows. This section introduces the conceptual framework for the analysis of barriers to UHC. Section two presents the search methodology, including the strategy, screening and selection criteria. Section three summarizes the main findings, with regards to the characteristics of the papers reviewed, the main barrier domains identified, and the indicators or variables used for their measurement. Section four concludes.

6

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

1.2 A conceptual framework for the study of barriers to UHC The conceptual framework guiding this review is based on Tanahashi (1978) framework for effective coverage of health services. Tanahashi describes coverage according to five dimensions, across which barriers to care exist both within and beyond the health system. These barriers result in coverage gaps and in unequal health outcomes (WHO, 2013b). The five dimensions include: ∏ Availability coverage is the proportion of people in need for whom the service is available. It is defined as the ratio between availability of resources and the size of the target population. ∏ Accessibility (including affordability) coverage is the proportion of people in need for whom the service is accessible, both physically and financially (i.e., ability to pay and geographic constraints). ∏ Acceptability coverage is the proportion of people in need who are

willing to use the services. Acceptability includes factors such as culture, beliefs, gender sensitivity and confidentiality. ∏ Contact coverage is the proportion of people in need who have had contact with the service provider. ∏ Effective coverage is the proportion of people in need who were effectively treated by the service. It measures the health system’s performance in service delivery, and relates to treatment adherence, provider compliance and diagnostic accuracy. All five dimensions are relevant in the assessment of UHC but it is helpful to have more specific ways of characterizing these barriers from an intersectoral policy perspective. Some examples of intersectoral barriers across the first three dimensions of access to UHC are presented in table 1 below. Barriers arise due to intersectoral d e te r m i n ant s : For e x ampl e, p o or transportation policies and infrastructure

Table 1. Examples of determinants and barriers to UHC that require intersectoral redress Determinants of barriers • Urban or rural development strategies providing for basic amenities such as electrification. • Inclusiveness of social protection scope and benefits, and effectiveness of linkages with the health sector. • Cost and/or connectivity of public transport • Employment and labour market policies regarding health and disability. • Internal affairs policies related to entitlements linked to identity cards, residency. • Education, communications and media sectors promotion of health issues and adaptation of health messaging for different audiences (e.g., illiterate). • Cross-sectoral platforms for participatory approach to public service provision. • Robustness of anti-discrimination, minority and migrant inclusion policies and legislation on the right to health. • Existence and functionality of cross-government anti-corruption bodies. • Women’s empowerment and gender equality legislation, advocacy, social initiatives. Barriers Availability barriers • Lack of electrification, improved water sources, adequate sanitation, Information and Communication Technologies connectivity, and waste removal infrastructure in health facilities • Lack of social services that impact health care access and health outcomes (e.g., early child development services) Accessibility barriers • Lack of affordable, adequate transportation • Insufficient social protection coverage leading to financial constraints • High opportunity costs of seeking care (e.g., missed work, childcare) and poorly harmonized opening hours • Administrative barriers linked to requirements related to residency, identity card or citizenship Acceptability barriers • Health literacy barriers linked to low education levels and insufficient knowledge among the population of their rights, entitlements and obligations • Discrimination by health service providers • Corruption in the health sector • Barriers related to social norms about gender

7

may create barriers related to the accessibility of services. Tanahasi’s conceptual approach to coverage was complemented by Tugwell’s (1985) approach to understanding effectiveness through provider and patient compliance, adherence (after contact) and safety – to ensure effective coverage as per the concept used regarding interventions in the UHC framework. The conceptual framework for the review and proposed domain areas was formulated as shown below in figure 1. The scoping review of the literature searched for barriers to services along the five dimensions of UHC (availability, accessibility, acceptability, contact and effectiveness), and around the prevention and treatment of two

main categories of health conditions: (1) noncommunicable diseases, including diabetes, adult chronic conditions, depression, tobacco use, injuries and cervical cancer; and (2) MDG-related health conditions, including maternal health, HIV/AIDS, tuberculosis, and access to general health services. This conceptual framework helped ensure coherence with the overall exercise of developing a monitoring framework. The focus on specific chronic and MDGrelated conditions allowed for consistency with parallel activities aimed at identifying indicators for monitoring UHC in selected countries. Furthermore, drawing on the MDGs provided the monitoring framework with global relevance.

Figure 1. Scoping of intersectoral barriers to universal coverage of health services

UNIVERSAL COVERAGE OF HEALTH SERVICES

Services sought

Services available, accessible

Services acceptable

Services are effective

Services promote adherence

General health services MDG-related conditions: maternal, reproductive and communicable diseases prevention and treatment: • Maternal health services • TB treatment • HIV/AIDS prevention Non-communicable disease (NCD) prevention and treatment: • Diabetes treatment • Depression treatment • Injuries treatment • Cervical cancer prevention • Tobacco use prevention • Adult chronic conditions promotion

Physical, financial time constraints

Administrative, knowledge

Discrimination, social/gender norms, stigma

Service quality, information

INTER SECTORAL BARRIERS TO HEALTH SERVICES 8

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

2 Methodology his paper summarizes a scoping review of available quantitative and qualitative literature that aimed to identify barriers to health services for the prevention and treatment of selected noncommunicable diseases and MDG-related conditions, and barriers to health services in general. The guiding question of the review was: what is the relationship between barriers and the specific health topic/health service (for both treatment and prevention of health/ disease conditions)? An accompanying question, was to ask: what were the indicators and measurement approaches that researchers used to measure barriers? A multi-layered process was adopted for the exercise. In order to test the results, additional searches based on alternative methodologies have been conducted (see section 2.2 and annex 2).

T

was searched separately, using barrier terms AND health condition/topic terms. Searches conducted included: Search A. barriers + general health services MDGs and communicable diseases Search B. barriers + maternal health Search C. barriers + TB treatment Search D. barriers + HIV/AIDS prevention Noncommunicable diseases Search E. barriers + diabetes treatment Search F. barriers + depression treatment Search G. barriers + injuries treatment Search H. barriers + cervical cancer prevention Search I. barriers + tobacco use Search J. barriers + chronic conditions (results reported in diabetes,

Normally, the search was restricted to the title. However in the case of maternal health, tobacco use and chronic conditions, it was necessary to expand it to the abstract given the limited results obtained from the title search.

2.1 Search strategy In the first stage, a list of search terms for both barriers and health conditions or topics was identified in consultation with different health experts (see table 2). These terms were searched in PubMed1 using a two-term search string, combining barrier terms and health condition terms. Each health condition

2.2 Screening and prioritization criteria In the second stage, articles were selected based on certain inclusion/exclusion criteria. As depicted in figure 2, of the 13857 initial results, journal articles were retained if they were published during the five year period 2009–2013, focused on human subjects, and

1 With the exception of General Health Services that also includes results from Jstor and Science Direct. See section 2.3 for more details.

9

Table 2. Search terms Key concept Barrier Search terms Barriers OR access to health services OR travel time OR geographic location OR availability of health services OR geographic distribution of health services OR health service provider location OR acceptability barriers OR acceptance barrier OR health behavior OR belief OR culture OR language OR literacy OR attitude OR trust OR corruption OR in kind payments OR adequate funding OR user fees OR out of pocket payment OR co-payment OR subsidy OR referral OR health infrastructure OR skilled human resources OR distance OR waiting time OR informal payments OR travel costs OR opening hours OR residency entitlements OR confidentiality OR stigma OR gender sensitivity OR use of services OR undiagnosed cases OR diagnostic accuracy OR evidence-based treatment OR treatment adherence OR impoverishing expenditures OR catastrophic expenditures A. General health services Health systems OR health sector OR health services B. Maternal health Skilled birth attendance OR maternal care OR newborn care OR maternal services OR newborn services OR maternal health OR newborn health C. TB treatment Tuberculosis OR TB OR tuberculosis diagnosis OR TB diagnosis OR tuberculosis detection OR TB detection OR tuberculosis complete DOTS treatment OR TB complete DOTS treatment OR tuberculosis cure rate OR TB cure rate OR Tuberculosis treatment adherence OR TB treatment adherence OR tuberculosis treatment compliance OR TB treatment compliance OR tuberculosis treatment default OR TB treatment default OR tuberculosis treatment outcome OR TB treatment outcome OR tuberculosis treatment success rate OR TB treatment success rate OR tuberculosis death rate OR TB death rate OR tuberculosis treatment delay OR TB treatment delay D. HIV/AIDS prevention HIV/AIDS prevention OR HIV prevention OR AIDS prevention OR use of HIV barriers OR use of AIDS barriers OR use of condoms E. Diabetes treatment Diabetes OR glycemia F. Depression treatment Depression G. Injuries treatment Injury OR injuries OR trauma H. Cervical cancer prevention Cervical cancer screening OR PAP smear OR smear test I. Tobacco use prevention Tobacco prevention OR cigarettes prevention OR smoking prevention J. Chronic conditions Chronic conditions OR hypertension treatment OR high blood pressure control

had an abstract available. In a first round review of the title, an additional 1514 articles were excluded; the second round review of abstracts and text review led to the final selection of 188 relevant articles. In both rounds of review, the screening criteria were: (1) exclude if clearly no relevance to the public health topic; and (2) exclude if no obvious mention of potential assessment of relationship between barrier and health intervention coverage. Note that relationships between barrier and the health intervention was loosely defined to refer to associative relationships. In addition, and alongside the review process, articles were categorized into high relevance, medium relevance, and low relevance, based on the relationship with 10

intersectoral factors influencing UHC, the clarity of definition of barrier indicators, and their potential general applicability. The results from search J (chronic conditions) were excluded in the final selection, since given the restrictive definition of the topic search terms only two relevant articles were identified. Information on the final sample of articles was systematically summarized in spreadsheets under the following headings: relevance, title, authors, source, sample size, countries, barrier domain, outcome variable, barrier variable, association between barrier and outcome variable, source of data, and conclusions. This categorization allowed the identification of common practices in the literature in terms

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

of: (1) studied barrier domains; (2) chosen proxy variables or indicators; and (3) common data sources. Basic descriptives of the final 188 articles covered in the full text review are included in annex 1.

2.3 Potential caveats

As with any search strategy, certain caveats need to be mentioned upfront in order to caution regarding the robustness of the results obtained using the methodology. First, the screening criteria included the availability of abstract, which in principle could bias the search results.

Second, for the most part, the search was conducted only in a single database, PubMed, and therefore there was a risk of bias towards medical literature. To test the importance of this bias, JStor and ScienceDirect were also searched for the topic of general health services, and results were found not to vary significantly. Finally, to test the chosen search terms and potential biases in the literature, two search strategies using additional search terms for health conditions and/or barriers were tested. The first alternative search strategy was carried out by an independent researcher,

Figure 2. The scoping review process and results

Initial search (6297 (A), 472 (B), n= 1049 (C), 693 (D), 1203 (E), 850 (F), 1647 (G), 198 (H), 1282 (I), 166 (J)=13857) Excluded (e.g., language, year, type of publication, availability of abstract) (6077 (A), 337 (B), n=766 (C), 462 (D), 899 (E), 569 (F), 1289 (G), 140 (H), 967 (I), 128 (J)= 11634)

Articles retained (220 (A), 135 (B), n= 283 (C), 231 (D), 304 (E), 281 (F), 358 (G), 58 (H), 315 (I), 38 (J)=2223) First round: title and abstract review

Excluded (144 (A), 69 (B), n=220 (C), 116 (D), 187 (E), 192 (F), 315 (G), 13 (H), 245 (I), 13 (J)=1514) Articles retained (76 (A), 66 (B), n=63 (C), 115 (D), 117 (E), 89 (F), 43 (G), 45 (H), 69 (I), 25 (J)=715) Second round: text review Excluded (52 (A), 42 (B), n=45 (C), 78 (D), 99 (E), 69 (F), 28 (G), 22 (H), 60(I), 25 (J)=518) Articles retained (24 (A), 24 (B), 18 (C), 37 (D), 18 (E), 20 (F), 15 (G), 23 (H), 9 (I), 0 (J)=188) 11

external to the project. The area of maternal health was tested with a three-term search string that combined a new block of “preventable outcomes” with the terms on barriers and health condition (see annex 2 for more details). In addition, the number of search terms for both barriers and conditions/ topics was expanded. The search, conducted in PubMed, suggested that expanding the search terms for health condition (in this case maternal health) would significantly increase the number of initial relevant articles (44718 compared to only 472). However, adding a third term to the search string – that of preventable outcomes – significantly reduced the number of results (to 6). The second alternative search strategy tested the use of additional search terms for barriers,

focusing on the area of corruption/informal payments. It included the following terms: “informal payments”, “under-the-counter payments”, “out-of-pocket payments”, “underthe-table payments”, “envelope payments”, “gifts”, “illicit payments”, “solicited payments”, “gratuities”, “illegal payments and unofficial” and “donations”. A more general term was used to cover treatment and prevention of health conditions – namely, “health care”. This search returned a large number of potentially relevant publications that were not identified in the original exercise. This result suggests that the adopted methodology could have been improved by further developing search terms for barrier concepts. As discussed in section 3, this may be especially true for corruption related issues.

12

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

3 Major Findings 3.1 Description of reviewed articles The search was conducted in October to December 2013. All articles retrieved were published in the period 2009–2013, although as shown in figure 3 below and in table A1 in annex 1, few results yielded from 2013 across all conditions/health topics. As an example, for diabetes treatment, 5 papers were published in 2010, 8 in 2011, 4 in 2012 and 1 in 2013. Regarding the country of study, most of the articles focused on high and upper-middle income countries (see figure 4 and table A2 in annex 1). The most common countries of study were the United States (54 studies), followed by India (12), Brazil and South Africa (11), China and the UK (9) and Nigeria (7). Although the final sample of studies covered many countries (52) across all regions, most of these countries were examined in only 1 or 2 studies.

Figure 3. 12 10 8 6 4 2 0 General Health services

Reviewed articles by publication year n 2009 n 2010 n 2011 n 2012 n 2013

Maternal health

TB treatment

HIV/AIDS prevention

Diabetes Depression Injuries treatment treatment treatment

Cervical Tobacco cancer use prevention prevention

13

Regarding the focus on treatment or prevention, around 58% of the studies reviewed dealt with preventive health services, while the remaining 42% focused on curative service provision (see table A3 in annex 1).

Finally, regarding study methodology, roughly one third of the studies used qualitative methods , while the remaining incorporated some kind of quantitative analysis for the assessment (see figure 5 and table A4 in annex 1). For instance, in the case of general health services, only 2 studies were qualitative, and 22 quantitative.

Figure 4. 60 50 40 30 20 10 0 USA

Reviewed articles by country of study1

India

Brazil

South Africa

China

UK

Multi Nigeria Canada Australia Kenya country

Note: [1] Only countries that were examined in four or more studies are listed here. For details on other countries, see table A2 in annex 1.

Figure 5. 25

Reviewed articles by methods used (quantitative vs. qualitative) n Qualitative n Quantitative

20

15

10

5

0

14

General health services

Maternal health

TB HIV/AIDS Diabetes Depression Injuries treatment prevention treatment treatment treatment

Cervical Tobacco cancer Use prevention

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

3.2 Barrier domains reported in the literature The main barrier domains that emerged from the analysis of the review´s findings included: 1. Socio-economic constraints (e.g., individual/household income, poverty status, informal working conditions, out-of-work consequences when informally employed or with poor conditions for sick leave and child care leave, occupational rehabilitation; and other indirect costs associated with treatment such as food, additional carer’s help). 2. Demographic (biological) and jurisdictional constraints (e.g., age, sex, rights associated with rural or urban residency, constraints related to formal administrative procedures, rights, or registration requirements e.g. bank accounts, rights to social protection, especially for migrants). 3. Political and institutional constraints (e.g., overall service and financial legislation in the healthcare system, quality, corruption).

4. Knowledge and education constraints (e.g. health literacy and general education attainment). 5. Social norms (e.g. gender norms, c u ltu r a l n or m s , s t i g m a a n d discrimination). 6. Physical constraints (e.g., distance from services especially public ones, lack of transportation and implications for specific financial (socio-economic) constraints). The main barrier indicators domains identified in the literature are presented by health condition or topic in figure 6 and table 3 below. The barrier domains most often reported were related to the availability and acceptability of services. Income and poverty constraints were mentioned most frequently, followed by political and institutional constraints, demographic and jurisdictional aspects, and knowledge and education. Other less commonly reported barrier domains were social and gender norms and stigma, and physical constraints including transportation and time.

Figure 6. 120 104

Search results for main barrier domains, total

100 80 60 40 20 0 Socioeconomic constraints Demographic and jurisdictional constraints Knowledge and education Political/ institutional constraints Social and gender related norms, culture and stigma Social and gender related norms, culture and stigma 77 75 68 51 36

15

Table 3. Search results for main barrier domains, by health topic Cervical cancer preven-tion 19 12 15 10 5 2 General health services TB treat-ment Injuries treatment

Type of factor Socio-economic constraints Demographic and jurisdictional constraints Knowledge and education Political/ institutional constraints Social and gender related norms, culture and stigma Physical constraints

104 77 75 68 51 36

13 11 12 8 5 3

18 18 13 4 5 4

10 4 12 10 2 3

19 5 13 11 22 9

10 8 9 5 2 1

6 10 9 6 8 4

5 6 2 7 1 10

The attention given to different barriers (and probably their incidence) varies depending on the health conditions/services reviewed: • In the case of general health services, demographic and jurisdictional constraints and knowledge and education appear to be the most common factors deterring access. • Demographic and socioeconomic constraints are the most commonly cited barriers with regards to maternal health services. • For TB treatment, again demographic and jurisdictional constraints appear to be important, alongsidesocioeconomic and political/institutional barriers. • For HIV/AIDS prevention, gender and social norms and associated stigma tend to be the most frequently cited barriers. • Both socioeconomic and education and knowledge barriers appear to be more prevalent with regards to diabetes treatment. • Depression treatment appears to be most often limited by demographic and jurisdictional barriers, knowledge and education, and social and gender norms and stigma. 16

• Coverage of injuries treatment appears to be especially limited by physical and institutional constraints. • IIn the case of cervical cancer screening and prevention, knowledge and education seem to be more significant. • For tobacco use, no large differences can be observed, although socio economic and political/institutional barriers seem to be more relevant. 3.2.1 Socioeconomic constraints Of total 104 studies (out of 188) addressing socioeconomic constraints, wealth/income/ socio-economic status/household assets/ housing quality/living conditions/ poverty were some of the variables used in 49 of the articles reviewed. The remaining 55 articles focussed on variables for direct health expenditures, health insurance and out-ofpocket expenditure and more is discussed with respect to these in section 3.3. Variables describing more the more general areas of socio-economic constraints were used to detect general patterns of services coverage over the social gradient in the literature. However, while the associations

Tobacco use 4 3 3 4 1 0

Depres-sion treat-ment

HIV/ AIDS preven-tion

Diabe-tes treat-ment

Mater-nal health

Total

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

with service coverage were generally in favour of more socially advantaged groups, they were not exclusively unidirectional. For instance, while diabetic patients in the highest income quintile were 0.2 times less likely to perform self-care than those from the poorest quintile in Ethiopia (Ayele et al., 2012), women from richest quintile households in South and Southeast Asia and Latin America and the Caribbean are 25 per cent more likely to have their need for family planning met, compared with women from households in the poorest quintile (Ortayli and Malarcher, 2010). On the same note, pregnant women in the poorest quintile were about half as likely as those in the richest to have delivered in a health facility and to have had their births attended by skilled health personnel in Viet Nam (Axelson et al., 2012). Financial constraints referring to outof-pocket payments and direct medical expenditures were an obstacle for access based on 19 of the studies reviewed. These medical costs were frequently accompanied by other indirect costs and constraints. As an example, refraining from use of services was connected with out-of-pocket contribution for access to additional needed services (Sobrun-Maharaj et al., 2010), or as co-payments for medical examinations, hospitalizations, or medication (Xu et al., 2009). Study participants in Peru were significantly more likely to indicate acceptance of pre-exposure prophylaxis with a low out-of-pocket cost or if it was free (Galea et al., 2011). As reported by one study´s participant in Iran “I had financial difficulties, especially when I had my accident; the guilty party was unable to pay compensation. The hospital costs amounted to a few million Tomans (few thousand US dollars), and there were other living costs too” (Babamohamadi et al., 2011), while another participant in a study among immigrants in Belgium stated that “they really have to inform us and emphasize that the (HIV/ AIDS) test is free because the people, they are always afraid” (Manirankunda et al., 2009). One study of maternal health interventions found that the most equitably distributed

interventions were family planning, exclusive breastfeeding, and immunizations while most inequitably distributed were those requiring multiple service contacts, and those requiring significant support from the health system (Axelson et al., 2012). Some literature described financial constraints as budget allocation decisions that households needed to make (16). Overall lack of financial resources of an individual or household resulted in lower food security with monetary constraints. Additionally, budget trade-offs between direct health care costs and other expenses such as food were prominently mentioned as one patient with diabetes stated: ‘It’s easier to get something for a dollar at McDonald’s. Fruit and vegetables are expensive’ (Fukunaga et al., 2011). Limited financial resources often have to be diverted towards bearing the costs of treating the ill person (Munga and Gideon, 2009). Migrants who had a debt over RMB 10,000 Yuan were more likely not to adhere to TB treatment in China (Zhou et al., 2012). Other multivariate studies with utilization as a proxy for coverage have also reported lower utilization of health services for families with loans (Mitchel et al., 2011). While perceiving private services to be of better quality, due to indirect costs associated with accessing private providers, the proximity and lower cost or free services in the public sector were preferred in a study in South Africa (Mitchell et al., 2011). Employment sick leave policies and ease of dismissal, in particular for lower socioeconomic groups including informal workers, were perceived as a barrier to using health services (14). Additionally, opportunity costs and the fear of future financial constraints if work was missed were observed in this literature. Lower quantities of discretionary time and higher quantities of monetization of time, especially at very low levels of consumption meant that people in employment avoided taking time off work due to usually uncompensated sick leave or 17

medical visit especially for preventive care (Ribeiro Monteiro de Figueiredo et al., 2009; Mitchel et al. 2011). Employment and discrimination in the work environment was described as influencing care seeking behaviour; first, the fear of influencing future earning potential through being discharged from work (Wei et al., 2009); alternatively, being perceived as a less valuable employee after rehabilitation (SobrunMaharaj et al., 2010) was an additional example of a determinant to seeking care. Poorer housing conditions (e.g. tin roof, overcrowding) construction was associated with lower frequency of access in the previous year but the specific pathway was not hypothesized and, due to the cross-sectional nature of the study, was not easy to explore (Mitchel et al. 2011). 3.2.2 Demographic (biological) and jurisdictional constraints Demographic factors in shaping health service coverage presented in 77 papers of the literature reviewed. Age was the most common variable used (51), followed by ethnicity (30), marital status (22) and urbanrural residence (20). Immigration or lack of registration was the least cited demographic variable (6), but the only one where there was consistent negative association with the outcome variable. As an example, the risk of non-adherence to TB treatment was higher among migrants in China (Xu et al., 2009), and documented people were significantly more likely than undocumented to have two or more HIV tests taken in the USA (Kinsler et al., 2009). The study in Tanzania showed that the poor, women and informal sector workers (self-employed, agriculture, wage workers) have rarely been covered by formal health insurance mechanisms that are meant to ensure access to essential health services. Additionally, the same groups have been sidelined in formal banking and credit systems creating an additional burden (Munga and Gideon, 2009). 18

3.2.3 Knowledge and education constraints Of all 75 articles that addressed knowledge and education constraints, knowledge was the most commonly often cited (50) as a direct barrier for effective coverage of services in. For instance, patient education about antidepressants positively affected antidepressant use, accounting for 18.5 per cent of the explained variance in Taiwan (Sun et al., 2011). In addition, respondents who regularly practiced the five recommended self-management behaviours in treatment were more likely to have had some diabetes education in the USA (Yamashita and Kart, 2011). Educational attainment and literacy were also common variables throughout studies (48), and the association with the outcome variables was regularly consistent: the higher the level of education, the better access to services. Individuals with elementary educational status were around four times more likely to perform diabetes self-care than individuals unable to read and write in Ethiopia (Ayele et al., 2012). Similar association was shown in South Africa where women with some formal education were nearly eight times more likely to access health services for prevention reasons (Mitchell and Andersson, 2011). The percentage of HIV testing among men who had no or only primary education was lower compared to those more educated in Cote D´Ivoire (Jean, 2012) with similar pattern observed in India between rates of safe delivery care among women with no formal education and those with higher education (34% and 87%) (Singh et al., 2012), and in China with non-adherence to TB treatment and illiteracy (Xu et al., 2009). 3.2.4 Political and institutional constraints Of total 68 papers addressing some kind of political or institutional barrier to health services, the most prevalent constraint was related to financing (33). Additionally, the

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

perceived or objective quality of services was often mentioned, mostly referring to the type of facility, waiting times, staff and equipment adequacy, communication with the staff and information provided, and the availability of home or work based care. As an example, the lack of staff and increased workload was found to be a key constraint to access to care of diabetes in Ireland (O´Connor et al. 2013), while home visits diminished non-adherence risks associated with TB treatment in China (Xu et al., 2009). Legal and fiscal constraints and corruption were observed in 9 papers. For instance, a cross-country study found that 62 countries have laws or regulations that impede access to HIV services for men who have sex with men (Gruskin et al., 2013), while dispersed responsibilities and interests could be hindering the implementation of smoking prevention policies in Germany (Walter, 2010). Additionally, informal payments for services initiated by health care providers’ have been reported in Macedonia (Colombini et al., 2012). 3.2.5 Social norms Out of 51 articles that mention social and gender norms, stigma and discrimination were among the most frequent obstacles (26) for effective health service coverage. The participants in several studies reported: “If you go and say you’re diabetic, then that is accepted and it’s easier to engage with...But when it comes to the issue of depression, then it’s a whole different ball game” (England) (Coventry et al., 2011); “My co-workers thought I was faking it. I was put in the hospital and all I heard was negative comments like, ‘Well, it’s just diabetes, you know, how much can it affect her?’” (USA) (Fukunaga et al., 2011). Two-thirds of participants in a study in the USA identified ‘‘acceptance of the HIV population’’ as a major barrier to HIV prevention services (Torrone et al., 2010), while fear of stigmatization was the most common barrier for uptake of PMTCT services in Nigeria (Hembah-Hilekaan et al., 2012).

Further constraints included oftentimes related culture and religion (11) and gender roles and norms (10). Embarrassment and modesty were issues that arose in preventing access to cervical cancer screening with Chinese and Arabic women in Canada (RedwoodCampbell et al., 2011). For men, a religious affiliation was significantly associated with no history of HIV testing in France (Massari et al., 2011). In study done in Cameroon customs were the main reason for 20.8 per cent of men who stated that going to antenatal care was ‘‘not good’’ (Nkuoh et al., 2009). Men’s knowledge about pregnancy-related care and a positive gender attitude appeared to enhance maternal health care utilization and women’s decision-making about their health care in India (Chattopadhyay, 2012), while women dependent on partner’s permission were more likely to not be tested on HIV in Cambodia (Sasaki et al., 2010). 3.2.6 Physical constraints Among physical constraints articles (36) transportation and distance issues were the most frequently cited (21). Transportation for instance represented a barrier to cervical cancer screening for a quarter of all participants in a study in USA (PercacLima et al., 2010). Additionally, distance of the mental health treatment facility was a significant determinant whether a patient would receive any psychotherapy in USA (Pfeiffer et al., 2011) and distance and nonavailability of transportation were the most important reasons for delivering at home for 65 per cent of participants of the study in India (Sidney et al., 2012). Time-related constraints were also found to be relevant obstacles to health services (11). Around 65.1 per cent of participants in a study in Brazil reported losing half work day to attend the medical visit as a constraint to TB treatment (Ribeiro Monteiro de Figueiredo et al., 2009), while 54.8 per cent of study participants in Cameroon stated that their work prevented them to take time to go to antenatal care clinic (Nkuoh et al., 2009). 19

In a study of sexually transmitted infections the relationship between service access and time has been reported as being curvilinear for marginalized groups with increasing time associated with lower access up to a point. Thereafter, travel time was associated with less infection (proxying utilization) and with voluntary social isolation a mechanism influencing both transport and health behaviours with respect to specific conditions (sexually transmitted infections) (Bonney et al. 2012).

This pattern strongly highlights the importance of financial protection for direct medical expenditures and supports the validity of the other financial factors. Even though health services would be covered by health insurance, financial constraints were still evident though other pathways as highlighted above (e.g. employer’s sick leave/ child care policies that prevented from use of services due to higher cost of afterhours services or need to use unpaid leave to attend the medical visit). This highlights the importance of both financial health protection, as envisaged in Universal Health Coverage policies, and other social policies to address indirect expenditure and opportunity costs, which also act as barriers to access.

3.3. The importance of financial barriers related to direct medical expenditures Constraints of health care financing, referred to either as direct medical costs, out-of-pocket expenditures or health insurance were an important barrier (56 out of 188 papers). In addition, in our categorization scheme, the financial constraints seemed to be overlapping with political/institutional constraints, which also reflect significance of financial protection coverage barriers to services. In the general health systems access literature review (68 out of 188), half of the studies investigated and found significant association between financial health protection and direct medical cost expenditure (including out-of-pocket). Looking into other literature searches, financial health protection as a constraint was the most prominent in the TB treatment literature (44.4%) of the curative search areas while for the areas of prevention, cervical cancer screening search pointed out financial protection the most (30.4%). Significantly lower presence of financial constraints was evident in mostly prevention related searches, namely HIV/ AIDS (18.1%) and tobacco use (11.1%). Low financial dependency of access to HIV/AIDS prevention services can be explained with the fact that the most of the HIV/AIDS prevention programmes, especially in low- and middleincome countries, are often supported by external financial programs. 20

3.4 Variables and indicators capturing barriers Based on the review findings, and as shown in figure 7 below, the most common quantifiable variables used in the literature for the assessment of barriers to health services included: lack of knowledge or information (53 studies), educational level (52 studies), wealth and income related measures (52 when adding income, wealth, and poverty measures), age (50 studies), discrimination and stigma (30 studies), sex and ethnicity (30 and 31 studies), lack of family/social support and psychological aspects (29 studies), working status (28 studies) and staff competencies (25 studies). The specific indicators used for assessment were diverse, and in most cases they took the form of responses to tailored-made questionnaires. For income/wealth, some of the most common indicators were monthly income above or below a country-specific threshold1, wealth quintile or a wealth index, and asset ownership and/or debt status. Poverty or inequality measures included, for instance, 1 For example, 30,000 USD in the United States to 180 Euro in Morocco

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

the proportion of the population receiving an equivalized income below 60% of the median income or the Socio-Economic Index of Relative Socio-Economic Advantage and Disadvantage (Australia). Working status was usually measured through employment/ unemployment, years worked, working status (i.e., full time/other) or working days/hours per week. In the case of education, the prevailing measure was educational attainment (e.g., primary, secondary or tertiary education, overall years of education or population between 18–24 with at most lower secondary education). Knowledge and information availability were usually assessed through self-reported levels of awareness and the prevalence of misconceptions. Discrimination and stigma were similarly evaluated through reported perceptions, although standardized measures such as the HIV stigma score or the Perceived Devaluation Discrimination Scale (PDD) were used in some cases. Staff competencies referred to, for instance, staff training, capacity to speak other languages or adequately refer patients, restrictions on staff ’s time, physician’s gender concordance, or the relationship of trust built with patients. Opportunity costs of treatment and prevention were measured, for instance, as the wage lost due to participating in an intervention, while cost-related barriers were proxied by the lack of access to financial resources/institutions (22 studies). Government or institutional involvement (11 studies) included a variety of specific measures referring to program development and implementation, lobbies role, expenditure on social policy or on specific health programs, percentage of organizations providing services, obstructive laws, social protection provision and the availability of financial incentives, for instance for the use of antenatal services. Corruption (2 studies) was measured through the Transparency International Corruption Perceptions Index or reported requests by health care providers for informal payments.

Measures of gender-related constraints (14 studies) included the need for partner’s permission or encouragement, existing gender roles or the United Nations Development Program Gender Empowerment Measure. Transportation (9 studies) and time (14 studies) constraints were respectively assessed by the availability of transportation facilities (e.g., helicopter vs. ground services for trauma), and for time, the reported conflict between the health service and children responsibilities or private life schedules. The variables assessed are typically influenced by policies across diverse policy sectors apart from the health sector. For example, working status and individual family income is affected by labour, development, industrial and social protection ministerial mandates and policies. Variables related to discrimination, including gender-based constraints are normally addressed by policies in ministries of gender, child welfare, or women. But also important with regard to social norms are ministries of youth and sport, information and institutions that regulation the media. Variables related to lack of time and distance of health facilities are affected both by health service policies but by regional and local development decisions, including the work of ministries responsible nationally for local and regional governments. Although for some variables (e.g., age, gender, ethnicity), the association with UHC was not consistent across studies, for several variables a consistent relationship was found. This was generally true of the most frequently used variables, including wealth, income, education, knowledge, discrimination, social support and employment (see table 4). However, as several of the studies reviewed were qualitative, they did not allow a precise measurement of the connection between barrier variables and UHC, which in any case would only be applicable to the specific study conditions and parameters.

21

Figure 7. Variables used in the reviewed literature (common variables and number of studies)

Table 4. Consistent relationship between variables and health services coverage Lack of family/social support and psychological issues -

Variable Universal Health Coverage

Knowledge and education +

Income and wealth +

Discrimination and stigma -

Employment +

22

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

3.5 Data sources used Regarding the sources of data used for the studies, around 71% of the sources were tailored-made surveys designed for the specific purpose of the study (see table 5). Among the remaining studies, 18% used some kind of generally available national survey data, usually the Demographic and Health Surveys, but also other sources2. Routine data from medical center and emergency registries was the third most common source of data (e.g., UK Obstetric Surveillance System, HIV/AIDS case registry of San Francisco Department of Public Health). 3

Finally, the remainder of studies drew on a variety of other sources, such as the Eurobarometer, Transparency International’s Corruption Perception Index, the Human Development Index, the European Quality of Life Survey, the World Values Survey, the DAWN JAPAN study, the Kaiser Permanente Diabetes Study of Northern California, the Centers for Disease Control and Prevention PRAMS survey (USA), Veterans Affairs’ administrative data (USA), and the Global Health Observatory Data Repository.

Table 5. Sources of data3 Cervical cancer prevention 19 3 General health services TB treatment

Type of factor Surveys designed for the study National surveys Demographic and Health Surveys Other Medical center and emergency registries

134 35 11 10 8

9 11 6

10 13 4 2

16

30 3 1 1

15

18 1

9 4

3

1

1 2

1

2

2

1

2 These included: the Life Opportunity Survey (UK), National Health Services Survey (China), National Travel Survey (UK), National Family Health Survey (India), Integrated Household Survey (Malawi and Pakistan), Health and Nutrition Examination Survey (Korea), Rural Household Survey (Pakistan), Social and Living Standards Measurement Survey (Pakistan), Fertility Survey (Pakistan), Census or population surveys (USA, Finland), National Composite Policy Index, Household Expenditure Survey, Multiple Indicator Cluster Survey (Thailand), National Trauma Data Bank (Canada), Population registry (Estonia), and the National survey of all public health organizations engaged in chronic disease prevention (USA). 3 Note that totals do not add to 188 as certain studies used more than one source.

Tobacco use 8 2

Depression treatment

HIV/ AIDS prevention

Diabetes treatment

Injuries treatment

Maternal health

Total

23

4 Conclusions he scoping literature review confirmed that the key domain areas selected for the monitoring framework are indeed among the barriers most often highlighted in the literature (see table 6). Income and poverty related constraints, staff competencies, knowledge and education, discrimination and stigma, and employment constraints appear to be the most frequently studied. That said, the attention given to different barriers varies depending on the health conditions/services reviewed. However, the barrier domains that emerged from the scoping review were generally broader and thus there were fewer domains (6 compared to 12 in the original monitoring framework). Early child development, housing and community infrastructure, social protection, participation and accountability were not identified as individual domains in the scoping review, which additionally identified the domains of institutional and political constraints, and demographic aspects. In particular, two central barrier domains – corruption/accountability and registration – were not identified as such in the review, probably in connection with methodological challenges (see section 2.3). In the future, an additional scoping review using expanded search terms for these domains and removing restrictions on the health conditions/topics used could complement this work.

T

Regarding data sources, most of the studies reviewed used specific surveys, with the incidence of barriers measured by study participants’ responses to non-standardized questionnaires. Only a few studies gathered data from standard national surveys (e.g. Demographic and Health Surveys). This poses particular challenges for the identification of potential global indicators for monitoring intersectoral factors influencing UHC. When available (e.g., in China), National Health Services surveys could be particularly useful for monitoring purposes. Despite the use of non-standardized sources, many of the indicators and the variables they proxied are captured in standardized surveys or data sources. This is especially true for variables related to education, employment and socioeconomic status. For example, indicators such as educational attainment, relative poverty rates, average household income, and unemployment or employment rates are often available in data at the national level and across countries. For example, multiple measures that assess a household’s socioeconomic situation exist (e.g., in National Economic Households surveys). Some of these indicators could be used to proxy for concepts that may be difficult to measure directly. For example, formal employment rates could provide a proxy for access to health insurance, which was found to be a key obstacle in the area of institutional

24

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

Table 6. Barrier domains in original monitoring framework and scoping review Barrier domain in original monitoring framework1 Income and poverty Knowledge and education Housing and infrastructure Barrier domain identified in scoping Goal of the health sector in relation to this domain review No person should have insufficient income to meet basic nutritious food Socio economic requirements, which among other factors hinders the effective coverage/ constraints success of many interventions provided through health services. No person should fail to detect health needs and how to negotiate entry Knowledge points to health services or financial protection appropriate to needs and education because of lack of knowledge on health or the health system, rights, constraints entitlements and obligations. n/a No person should have living conditions that do not meet basic infrastructural service standards related to clean energy, safe drinking water, adequate sanitation, and vector-control. Their absence perpetuates continuity in exposure to risk factors (and hence is a determinant of health) and undermines health service success (and hence is a barrier to effective coverage). No person should be prevented from using a needed health service Physical or accessing financial protection coverage (e.g., such as registering constraints for entitlements) because related transport and accommodation costs are prohibitively high. This is particularly important for referrals or for conditions requiring multiple visits. No person should live in a community that has public facilities (including n/a health services), workplaces, and public spaces that facilitate the exposure to environmental and social risk factors for health. Such exposure is both a determinant of health and a barrier to effective coverage. Socio economic No person should be prevented from using health services because constraints opportunity costs of seeking care (e.g., missed work, foregone employment, childcare) are too high. Likewise, no person should be impoverished* because of opportunity costs. Note that this supplements the financial protection domain in the WHO/WB core UHC monitoring framework No person should be prevented from benefiting from health interventions n/a because of poor early child development opportunities (with these poor opportunities resulting in reduced physical, emotional, cognitive or social skills). Gender norms, roles and relations translate into differential exposure to Social and risk factors, vulnerability to ill-health, access to treatment, consequences gender norms, culture, as a result of using treatment and control over health resources within stigma and and outside families. No person should face barriers to effective discrimination coverage with services or financial protection due to gender norms, roles and relations. No person should feel lack of opportunity for their needs, concerns/ n/a viewpoints, and experiences to be represented in health decision-making processes that affect them. Demographic/ No person should go without vital registration or appropriate jurisdictional administrative services able to track identity in different jurisdictions, given that this poses a barrier to (and is a determinant of the ability constraints. to) access[ing] health services, other public services, and livelihoods (including employment).

Travel

Community and infrastructure

Social protection and employment*

Early Child Development Gender norms

Participation Registration (institutional constraints)

25

Barrier domain in original monitoring framework1 Accountability Discrimination

Barrier domain identified in scoping Goal of the health sector in relation to this domain review No person should feel that they must engage with a health system that is n/a not accountable and transparent. No person should face barriers to using health services (including public Social and health interventions) in light of discrimination [based on culture, religion, gender norms, ethnicity/race, disability, age, political orientation, sexual orientation, culture, gender identity – in accordance with national law and as applicable in stigma and the national context]. discrimination

Note: (1) Please note the final domains of the monitoring framework have since changed.

constraints. Similarly, the domain of social and gender norms, often captured through non-standardized indicators, could be proxied by general measures of the situation and empowerment of women. For example, information on educational attainment or employment ratios by sex is often available in national surveys. However, for some other barrier domains, it is difficult to identify adequate proxy indicators. Ideally, specifically tailored surveys could be conducted across countries for the purpose of monitoring constraints to services or questions

pertaining such aspects could be incorporated into existing surveys. Nonetheless this option is likely to be costly and time-consuming and may go beyond the capacity of the WHO. Failing the introduction of new measurement instruments, existing indicators or proxies should be further explored to measure areas such as available transportation infrastructure and distance to health facilities (e.g., shortest distance from home to the nearest facility), financial constraints (e.g., out-of-pocket expenditure for indirect costs associated with health care) and overall institutional constraints (e.g., global corruption indexes).

26

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

References AXELSON, H., GERDTHAM, U.-G., EKMAN, B., HOA, D. T. P. & ALFVÉN, T. (2012) Inequalities in reproductive, maternal, newborn and child health in Vietnam: a retrospective study of survey data for 1997-2006. BMC Health Services Research, 12, 456. AYELE, K., TESFA, B., ABEBE, L., TILAHUN, T. & GIRMA, E. (2012) Self care behavior among patients with diabetes in Harari, Eastern Ethiopia: the health belief model perspective. PloS one, 7, e35515. BABAMOHAMADI, H., NEGARANDEH, R. & DEHGHAN-NAYERI , N. (2011) Barriers to and facilitators of coping with spinal cord injury for Iranian patients: A qualitative study. Nursing & health sciences, 13, 207-215. BLAS, E. & KURUP, A. S. (Eds.) (2010) Equity, social determinants and public health programmes, Geneva, WHO. CHATTOPADHYAY, A. (2012) Men in maternal care: Evidence from India. Journal of biosocial science, 44, 129. COVENTRY, P. A., HAYS, R., DICKENS, C., BUNDY, C., GARRETT, C., CHERRINGTON, A. & CHEW-GRAHAM, C. (2011) Talking about depression: a qualitative study of barriers to managing depression in people with long term conditions in primary care. BMC family practice, 12, 10. FIGUEIREDO, T. M. R. M. D., VILLA, T. C. S., SCATENA, L. M., CARDOZO GONZALES, R. I., RUFFINO-NETTO, A., NOGUEIRA, J. D. A., OLIVEIRA, A. R. D. & ALMEIDA, S. A. D. (2009) Performance of primary healthcare services in tuberculosis control. Revista de Saúde Pública, 43, 825831. FUKUNAGA, L. L., UEHARA, D. L. & TOM, T. (2011) Perceptions of Diabetes, Barriers to Disease Management, and Service Needs: A Focus Group Study of Working Adults with Diabetes in Hawaii. Preventing chronic disease, 8. GALEA, J. T., KINSLER, J. J., SALAZAR, X., LEE, S.-J., GIRON, M., SAYLES, J. N., CÁCERES, C. & CUNNINGHAM, W. E. (2011) Acceptability of pre-exposure prophylaxis as an HIV prevention strategy: barriers and facilitators to pre-exposure prophylaxis uptake among at-risk Peruvian populations. International journal of STD & AIDS, 22, 256-262. GARG, C. C., MAZUMDAR S., MAZUMDAR P.G., GOYANKA R., & SHUKLA S.K. “Equity in Universal Coverage for Select Chronic Diseases in India”. Population Health and Nutrition Research Programme, Institute for Human Development. Draft submitted to WHO, India Country Office, March 2013. 27

GRUSKIN, S., FERGUSON, L., ALFVEN, T., RUGG, D. & PEERSMAN, G. (2013) Identifying structural barriers to an effective HIV response: using the National Composite Policy Index data to evaluate the human rights, legal and policy environment. Journal of the International AIDS Society, 16. HEMBAH-HILEKAAN, S. K., SWENDE, T. Z. & BITO, T. T. (2012) Knowledge, attitudes and barriers towards prevention of mother-to-child transmission of HIV among women attending antenatal clinics in Uyam District of Zaki-Biam in Benue State, Nigeria: original research article. African journal of reproductive health, 16, 27-34. JEAN, K., ANGLARET, X., MOH, R., LERT, F. & DRAY-SPIRA, R. (2012) Barriers to HIV testing in Côte d’Ivoire: The role of individual characteristics and testing modalities. PloS one, 7, e41353. KINSLER, J. J., LEE, S.-J., SAYLES, J. N., NEWMAN, P. A., DIAMANT, A. & CUNNINGHAM, W. (2009) The impact of acculturation on utilization of HIV prevention services and access to care among an at-risk Hispanic population. Journal of health care for the poor and underserved, 20, 996. LEE, H. Y., ROH, S., VANG, S. & JIN, S. W. (2011) The contribution of culture to Korean American women’s cervical cancer screening behavior: the critical role of prevention orientation. Ethnicity & disease, 21, 399. MANIRANKUNDA, L., LOOS, J., ALOU, T. A., COLEBUNDERS, R. & NÖSTLINGER, C. (2009) “It’s better not to know”: Perceived barriers to HIV voluntary counseling and testing among subSaharan African migrants in Belgium. AIDS Education & Prevention, 21, 582-593. MASSARI, V., LAPOSTOLLE, A., CADOT, E., PARIZOT, I., DRAY-SPIRA, R. & CHAUVIN, P. (2011) Gender, socioeconomic status, migration origin and neighbourhood of residence are barriers to HIV testing in the Paris metropolitan area. AIDS care, 23, 1609-1618. MITCHELL, S. & ANDERSSON, N. (2011) Equity in development and access to health services in the Wild Coast of South Africa: the community view through four linked cross-sectional studies between 1997 and 2007. BMC Health Services Research, 11, S5. NKUOH, G. N., MEYER, D. J., TIH, P. M. & NKFUSAI, J. (2010) Barriers to Men’s Participation in Antenatal and Prevention of Mother-to-Child HIV Transmission Care in Cameroon, Africa. Journal of Midwifery & Women’s Health, 55, 363-369. O’CONNOR, R., MANNIX, M., MULLEN, J., POWYS, L., MANNION, M., NOLAN, H. A., KEARNEY, E., CULLEN, W., GRIFFIN, M. & SAUNDERS, J. (2013) Structured care of diabetes in general practice: a qualitative study of the barriers and facilitators. Irish medical journal, 106, 77. ORTAYLI, N. & MALARCHER, S. (2010) Equity analysis: Identifying who benefits from family planning programs. Studies in Family Planning, 41, 101-108. PERCAC-LIMA, S., ALDRICH, L. S., GAMBA, G. B., BEARSE, A. M. & ATLAS, S. J. (2010) Barriers to follow-up of an abnormal Pap smear in Latina women referred for colposcopy. Journal of general internal medicine, 25, 1198-1204. PFEIFFER, P. N., GLASS, J., AUSTIN, K., VALENSTEIN, M., MCCARTHY, J. F. & ZIVIN, K. (2011) Impact of distance and facility of initial diagnosis on depression treatment. Health services research, 46, 768-786. 28

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

REDWOOD-CAMPBELL, L., FOWLER, N., LARYEA, S., HOWARD, M. & KACZOROWSKI, J. (2011) ‘Before You Teach Me, I Cannot Know’: Immigrant Women’s Barriers and Enablers With Regard to Cervical Cancer Screening Among Different Ethnolinguistic Groups in Canada. Can J Public Health, 102, 230-34. SASAKI, Y., ALI, M., SATHIARANY, V., KANAL, K. & KAKIMOTO, K. (2010) Prevalence and barriers to HIV testing among mothers at a tertiary care hospital in Phnom Penh, Cambodia. BMC public health, 10, 494. SIDNEY, K., DIWAN, V., EL-KHATIB, Z. & DE COSTA, A. (2012) India’s JSY cash transfer program for maternal health: Who participates and who doesn’t- a report from Ujjain district. Reproductive health, 9. SINGH, L., RAI, R. K. & SINGH, P. K. (2012) Assessing the utilization of maternal and child health care among married adolescent women: evidence from India. Journal of biosocial science, 44, 1. SUN, G. C., HSU, M. C., MOYLE, W., LIN, M. F., CREEDY, D. & VENTURATO, L. (2011) Mediating roles of adherence attitude and patient education on antidepressant use in patients with depression. Perspectives in psychiatric care, 47, 13-22. TANAHASHI, T. (1978) Health service coverage and its evaluation. Bulletin of the World Health Organization, 56, 295-303. TORRONE, E. A., LEVANDOWSKI, B. A., THOMAS, J. C., ISLER, M. R. & LEONE, P. A. (2010) Identifying gaps in HIV prevention services. Social work in public health, 25, 327-340. TUGWELL P, BENNETT KJ., SACKETT DL., HAYNES RB. (1985) The measurement of iterative loop: a framework for the critical appraisal of need, benefits, and costs of health interventions. J Chronic Dis 1985; 38: 339-51. WALTER, U., SUHRCKE, M., GERLICH, M. G. & BOLUARTE, T. A. (2010) The opportunities for and obstacles against prevention: the example of Germany in the areas of tobacco and alcohol. BMC public health, 10, 500. WORLD HEALTH ORGANIZATION (2013); The economics of the social determinants of health and health inequalities: a resource book. Geneva. XU, W., LU, W., ZHOU, Y., ZHU, L., SHEN, H. & WANG, J. (2009) Adherence to anti-tuberculosis treatment among pulmonary tuberculosis patients: a qualitative and quantitative study. BMC Health Services Research, 9, 169. YAMASHITA, T. & KART, C. S. (2011) Is diabetes-specific health literacy associated with diabetesrelated outcomes in older adults? Journal of diabetes, 3, 138-146. ZHOU, C., CHU, J., LIU, J., TOBE, R. G., GEN, H., WANG, X., ZHENG, W. & XU, L. (2012) Adherence to tuberculosis treatment among migrant pulmonary tuberculosis patients in Shandong, China: a quantitative survey study. PloS one, 7, e52334.

29

Annexes Annex 1. Information about the articles reviewed Table A1. Reviewed articles by publication year Communicable Maternal diseases and reproductive health Treatment Prevention General Health services 5 5 6 8 1 25 Maternal health 10 3 7 3 23 Noncommunicable diseases TreatTreatTreatPreven- Prevenment ment ment tion tion DepresTobacco sion use TB HIV/AIDS Diabetes treatInjuries Cervical preventreatment prevention treatment ment treatment cancer tion 11 8 7 3 1 2 3 7 5 3 5 6 3 3 7 8 7 3 9 1 2 11 4 2 3 7 3 4 1 1 19 37 18 19 15 23 9

2009 2010 2011 2012 2013 Total

Table A2. Reviewed articles by country of study Tobacco use prevention 9 2 1 2 2 Depres-sion treat-ment HIV/AIDS prevention Cervical cancer prevention 12 1 2 2 1 1 1 1 1 3 1 1 1 1 TB treatment Diabetes treatment Injuries treatment 1 1

USA India Brazil South Africa China UK Multi country Nigeria Canada Australia Kenya Iran Pakistan

54 12 11 11 9 9 8 7 5 4 4 3 3

1 2 1 3 2 4 4

Maternal health

General Health services

Total

2 4 2 4

1 5 1 2 1 1 3 1 1 1 1

10 1 1 6 1

14 1

6 3

1 2

30

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

Malawi Bangladesh Uganda Ethiopia Mexico North Korea Cameroon Spain Jordan Germany Cambodia Japan Belgium Morocco New Zealand Indonesia Rwanda Myanmar Ukraine Vietnam Poland Czech Republic Hungary Tanzania Malaysia Ireland Burkina Faso Cote d’Ivoire Portugal Peru Lesotho Qatar Finland Estonia France South Korea Thailand

3 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

1 1 1

2 2

1 1 1 1

1 1 2 1 1 1 1 1 1 1

1

1

1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Table A3. Reviewed articles by type of health services (preventative/curative) Tobacco use prevention 11 Depression treatment HIV/AIDS prevention Cervical cancer prevention 21 16 20 15 TB treatment Diabetes treatment Injuries treatment

Preventive Curative

93 69

Maternal health

Total

24 18

37

Tobacco use prevention

Depres-sion treat-ment

HIV/AIDS prevention

Cervical cancer prevention

TB treatment

Diabetes treatment

Injuries treatment

Maternal health

General Health services

Total

31

Table A4. Reviewed articles by methods used (quantitative vs. qualitative) Tobacco use prevention 1 8 Depression treatment HIV/AIDS prevention Cervical cancer prevention 5 18 TB treatment Diabetes treatment Injuries treatment 5 10

Qualitative Quantitative

48 140

2 22

Maternal health 3 21

General health services

Total

4 14

15 22

6 12

7 13

Annex 2. Alternative search methodology results The original keywords were sorted into three main blocks: ‘Barriers’ (B), ‘Preventable outcomes’ (PO) and ‘Topic’(T), based on the idea that sorting and searching in blocks would allow for more precise searches and for comparison between searches. For each block (B, PO, T) new keywords were added, leading to three search blocks within barriers: Ba (original barrier keywords), Bb (added barrier keywords) and Bc (original and added barrier keywords combined). New keywords are listed in table A5 below. Table A5. New search terms Key concept Barriers (original) Search terms Barriers OR access to health services OR travel time OR geographic location OR availability of health services OR geographic distribution of health services OR health service provider location OR acceptability barriers OR acceptance barrier OR health behavior OR belief OR culture OR language OR literacy OR attitude OR trust OR corruption OR in kind payments OR adequate funding OR user fees OR out of pocket payment OR co-payment OR subsidy OR referral OR health infrastructure OR skilled human resources OR distance OR waiting time OR informal payments OR travel costs OR opening hours OR residency entitlements OR confidentiality OR stigma OR gender sensitivity OR use of services OR undiagnosed cases OR diagnostic accuracy OR evidence-based treatment OR treatment adherence OR impoverishing expenditures OR catastrophic expenditures Capacity OR health care infrastructure OR political OR political barrier OR institutional OR institutional barrier OR quality facilities OR basic OR amenities OR health insurance OR uninsured OR private insurance OR affordable OR affordable care OR discrimination OR residency entitlement OR demographic barrier OR demographic OR legal barrier OR legal OR legislation OR migrant entitlement OR asylum seeker OR refugee OR regulation OR vital registration OR socio-economic barrier OR socio-economic OR economic barrier OR economic OR employment OR unemployed OR informal work OR informal worker OR patient income OR income OR wealth OR household OR poverty OR community infrastructure OR poor housing OR housing OR home facilities OR facilities OR vulnerable OR disadvantaged OR deprived OR homeless OR debts OR income and poverty OR community and household infrastructure OR social protection OR social employment OR knowledge barrier OR knowledge OR educational barrier OR education OR educational level OR educational attainment OR poor child development OR early child development OR child development OR vocational OR occupation OR age OR health literacy OR acceptance OR health behavior OR belief OR attitude OR trust OR confidentiality OR culture OR stigma OR social barrier OR social OR gender OR gender discrimination OR gender barrier OR sex OR sex discrimination OR sex barrier OR cultural barrier OR cultural OR religion OR religious barrier OR religious OR ethnic barrier OR ethnic OR migrant OR migrant barrier OR socio-cultural barrier OR socio-cultural OR discrimination OR language OR communication OR translator OR intercultural OR ethnicity OR marital status OR teenage OR patient protection OR geographic location OR non availability transportation OR opportunity costs seeking care

Barriers (new)

32

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

Key concept Topic (original) Topic (new)

Outcome

Search terms Skilled birth attendance OR maternal care OR newborn care OR maternal services OR newborn services OR maternal health OR newborn health. Skilled birth attendance OR maternal care OR maternal services OR maternal health OR newborn care OR newborn services OR newborn health OR pregnancy OR trimester OR birth OR parturition OR labor OR maternal-child health centers OR maternity care OR neonatal OR antenatal OR postnatal OR perinatal OR infant OR newborn OR postpartum OR home childbirth OR natural childbirth OR term birth OR childbirth Un-diagnosed cases OR treatment adherence OR(impoverished expenditures OR catastrophic expenditures OR noncompliance OR non-compliance OR non-adherence OR non-adherence OR inequality OR inequalities OR inequal OR inequity OR inequities OR equitable OR equitably OR birth outcomes OR birth outcome OR unequal

Using the original search terms, no relevant documents were found, probably due to the fact that dividing the original keywords into blocks caused too few search terms to be in each block. When broadening the topic keywords, however, the amount of hits increased dramatically, far beyond the number reached using the original criteria (44718 compared to only 472); when preventable outcomes search terms (some of them included in original search as barriers, accounting for effective access) were added, the number was cut down significantly.

Annex 3. Selected results from literature review A. General health services (n=24) ALLERTON, L. & EMERSON, E. (2012) British adults with chronic health conditions or impairments face significant barriers to accessing health services. Public health, 126, 920-927. CLEARY, S., BIRCH, S., CHIMBINDI, N., SILAL, S. & MCINTYRE, D. (2013) Investigating the affordability of key health services in South Africa. Social Science & Medicine, 80, 37-46. COLOMBINI, M., RECHEL, B. & MAYHEW, S. H. (2012) Access of Roma to sexual and reproductive health services: Qualitative findings from Albania, Bulgaria and Macedonia. Global public health, 7, 522-534. DIAS, S., GAMA, A., SILVA, A. C., CARGALEIRO, H. & MARTINS, M. O. (2011) Barriers in access and utilization of health services among immigrants: the perspective of health professionals. Acta Médica Portuguesa, 24. DOMENIGHETTI, G., VINEIS, P., DE PIETRO, C. & TOMADA, A. (2010) Ability to pay and equity in access to Italian and British National Health Services. The European Journal of Public Health, 20, 500-503. FOTSO, J., EZEH, A., MADISE, N., ZIRABA, A. & OGOLLAH, R. (2009) What does access to maternal care mean among the urban poor? Factors associated with use of appropriate maternal health services in the slum settlements of Nairobi, Kenya. Matern Child Health J, 13, 130-7. HINE, J. & KAMRUZZAMAN, M. (2012) Journeys to health services in Great Britain: An analysis of changing travel patterns 1985-2006. Health & place, 18, 274-285. 33

MACINKO, J. & LIMA COSTA, M. F. (2012) Access to, use of and satisfaction with health services among adults enrolled in Brazil’s Family Health Strategy: evidence from the 2008 National Household Survey. Tropical Medicine & International Health, 17, 36-42. MENG, Q., XU, L., ZHANG, Y., QIAN, J., CAI, M., XIN, Y., GAO, J., XU, K., BOERMA, J. & BARBER, S. L. (2012) Trends in access to health services and financial protection in China between 2003 and 2011: a cross-sectional study. The Lancet, 379, 805-814. MITCHELL & ANDERSSON. (2011) (see reference list) MOHANTY, S. K. (2012) Multiple Deprivations and Maternal Care in India. International Perspectives on Sexual and Reproductive Health, 38, 6-14. MOTHI, M., NIJABAT, K. & MASON, O. (2011) Use of mental health services amongst ethnic groups-a service evaluation. European Psychiatry, 26, 470. MUNGA, M. A. & GIDEON, G. M. (2009) Assessment of the experiences and coping strategies of people working in the informal sector in their quest to access health care services: the case of Dar es Salaam, Tanzania. Bioscience trends, 3. NAZROO, J. Y., FALASCHETTI, E., PIERCE, M. & PRIMATESTA, P. (2009) Ethnic inequalities in access to and outcomes of healthcare: analysis of the Health Survey for England. Journal of epidemiology and community health, 63, 1022-1027. NDARUHUYE, D. M., BROEKHUIS, A. & HOOIMEIJER, P. (2009) Demand and unmet need for means of family limitation in Rwanda. International Perspectives on Sexual & Reproductive Health, 35, 122-130. NGUYEN, H. T. H., HATT, L., ISLAM, M., SLOAN, N. L., CHOWDHURY, J., SCHMIDT, J.-O., HOSSAIN, A. & WANG, H. (2012) Encouraging maternal health service utilization: an evaluation of the Bangladesh voucher program. Social Science & Medicine, 74, 989-996. ORTAYLI & MALARCHER. (2010) (see reference list) ROGAN, M., NANDA, P. & MAHARAJ, P. (2010) Promoting and Prioritising Reproductive Health Commodities: Understanding the Emergency Contraception Value Chain in South Africa. African journal of reproductive health, 14. RÜSCH, N. & CORRIGAN, P. W. (2010) Self-stigma, group identification and perceived legitimacy of discrimination as predictors of mental health service use: a longitudinal study. European Psychiatry, 25, 1251. SABARWAL, S. & SANTHYA, K. G. (2012) Treatment-Seeking for Symptoms of Reproductive Tract Infections Among Young Women in India. International perspectives on sexual and reproductive health, 38, 90-98. THIN ZAW, P. P., LIABSUETRAKUL, T., HTAY, T. T. & MCNEIL, E. (2012) Equity of access to reproductive health services among youths in resource-limited suburban communities of Mandalay City, Myanmar. BMC Health Services Research, 12, 458.

34

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

TITALEY, C. R., DIBLEY, M. J. & ROBERTS, C. L. (2009) Factors associated with non-utilisation of postnatal care services in Indonesia. Journal of epidemiology and community health, 63, 827-831. YU, S. M., HUANG, Z. J. & SINGH, G. K. (2010) Health status and health services access and utilization among Chinese, Filipino, Japanese, Korean, South Asian, and Vietnamese children in California. American journal of public health, 100, 823. ZHAO, Y., CUI, S., YANG, J., WANG, W., GUO, A., LIU, Y. & LIANG, W. (2011) Basic public health services delivered in an urban community: a qualitative study. Public health, 125, 37-45.

B. Maternal health (n=24) ADELEYE, O. A., ALDOORY, L. & PARAKOYI, D. B. (2013) Using local culture and gender roles to improve male involvement in maternal health in southern Nigeria. Journal of health communication, 16, 1122-1135. ANDERSSON, N., OMER, K., CALDWELL, D., DAMBAM, M. M., MAIKUDI, A. Y., EFFIONG, B., IKPI, E., UDOFIA, E., KHAN, A. & ANSARI, U. (2011) Male responsibility and maternal morbidity: a cross-sectional study in two Nigerian states. BMC Health Services Research, 11, S7. AXELSON, H., ET AL. (2012). (see reference list) BASSANI, D. G., SURKAN, P. J. & OLINTO, M. T. A. (2009) Inadequate use of prenatal services among Brazilian women: the role of maternal characteristics. International Perspectives on Sexual & Reproductive Health, 35. CENTERS FOR DISEASE CONTROL AND PREVENTION (2013) Eligibility and Enrollment in the Special Supplemental Nutrition Program for Women, Infants, and Children (WIC)-27 States and New York City, 2007-2008. MMWR. Morbidity and mortality weekly report, 62, 189. CHATTOPADHYAY, A. (2012) (see reference list) FOTSO, J.-C., EZEH, A., MADISE, N., ZIRABA, A. & OGOLLAH, R. (2009) What does access to maternal care mean among the urban poor? Factors associated with use of appropriate maternal health services in the slum settlements of Nairobi, Kenya. Maternal and child health journal, 13, 130-137. HOUNTON, S. & NEWLANDS, D. (2012) Applying the Net-Benefit Framework for Analyzing and Presenting Cost-Effectiveness Analysis of a Maternal and Newborn Health Intervention. PloS one, 7, e40995. KEMP, L., HARRIS, E., MCMAHON, C., MATTHEY, S., VIMPANI, G., ANDERSON, T. & SCHMIED, V. (2008) Miller Early Childhood Sustained Home-visiting (MECSH) trial: design, method and sample description. BMC public health, 8, 424. KHAN, Y. P., BHUTTA, S. Z., MUNIM, S. & BHUTTA, Z. A. (2009) Maternal health and survival in Pakistan: issues and options. J Obstet Gynaecol Can, 31, 920-929.

35

KHATIB, N., ZAHIRUDDIN, Q. S., GAIDHANE, A. M., WAGHMARE, L., SRIVATSAVA, T., GOYAL, R. C., ZODPEY, S. P. & JOHRAPURKAR, S. R. (2009) Predictors for antenatal services and pregnancy outcome in a rural area: a prospective study in Wardha district, India. Indian journal of medical sciences, 63. KNIGHT, M., KURINCZUK, J. J., SPARK, P. & BROCKLEHURST, P. (2009) Inequalities in maternal health: national cohort study of ethnic variation in severe maternal morbidities. BMJ: British Medical Journal, 338. LIMWATTANANON, S., TANGCHAROENSATHIEN, V. & PRAKONGSAI, P. (2009) Equity in maternal and child health in Thailand. Bulletin of the World Health Organization, 88, 420-427. MAKOKA, D. (2009) Towards an understanding of regional disparities in social inequities in maternal health in Malawi. African health sciences, 9. MOHANTY, S. K. (2012) Multiple Deprivations and Maternal Care in India. International Perspectives on Sexual and Reproductive Health, 38, 6-14. MUNRO, K., JARVIS, C., KONG, L. Y., D’SOUZA, V. & GRAVES, L. (2013) Perspectives of Family Physicians on the Care of Uninsured Pregnant Women. J Obstet Gynaecol Can, 35, 599-605. NWARU, B. I., WU, Z. & HEMMINKI, E. (2012) Determinants of the use of prenatal care in rural China: the role of care content. Maternal and child health journal, 16, 235-241. OZER, E. J., FERNALD, L. C. H., WEBER, A., FLYNN, E. P. & VANDERWEELE, T. J. (2011) Does alleviating poverty affect mothers’ depressive symptoms? A quasi-experimental investigation of Mexico’s Oportunidades programme. International journal of epidemiology, 40, 1565-1576. RAI, R. K., SINGH, P. K. & SINGH, L. (2012) Utilization of maternal health care services among married adolescent women: insights from the Nigeria Demographic and Health Survey, 2008. Women’s Health Issues, 22, e407-e414. SATTI, H., MOTSAMAI, S., CHETANE, P., MARUMO, L., BARRY, D., RILEY, J., MCLAUGHLIN, M., SEUNG, K. & MUKHERJEE, J. (2013) Using the Teach-Back Method to Increase Maternal Immunization Literacy Among Low-Income Pregnant Women in Jamaica: A Pilot Study. PLoS ONE. SIDNEY ET AL. (2012) (see reference list) SINGH ET AL. (2012) (see reference list) THOMSEN, S., HOA, D. T. P., MÅLQVIST, M., SANNEVING, L., SAXENA, D., TANA, S., YUAN, B. & BYASS, P. (2011) Promoting equity to achieve maternal and child health. Reproductive health matters, 19, 176-182. ZHAO, Q., KULANE, A., GAO, Y. & XU, B. (2009) Knowledge and attitude on maternal health care among rural-to-urban migrant women in Shanghai, China. BMC women’s health, 9, 5.

36

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

C. TB Treatment (n=18) AHMED, M., FATMI, Z., ALI, S., AHMED, J. & ARA, N. (2009) Knowledge, attitude and practice of private practitioners regarding TB-DOTS in a rural district of Sindh, Pakistan. J Ayub Med Coll Abbottabad, 21, 28-31. CAYLÀ , J. A., RODRIGO, T., RUIZ-MANZANO, J., CAMINERO, J. A., VIDAL, R., GARCÍA, J. M., BLANQUER, R., CASALS, M. & WORKING GROUP ON COMPLETION OF TUBERCULOSIS TREATMENT IN SPAIN (2009) Tuberculosis treatment adherence and fatality in Spain. Respiratory research, 10, 121. CRAMM, J. M., FINKENFLÜGEL, H. J. M., MØLLER, V. & NIEBOER, A. P. (2010) TB treatment initiation and adherence in a South African community influenced more by perceptions than by knowledge of tuberculosis. BMC public health, 10, 72. CURTO, M., SCATENA, L. M., ANDRADE, R. L. D. P., PALHA, P. F., ASSIS, E. G. D., SCATOLIN, B. E. & VILLA, T. C. S. (2010) Tuberculosis control: patient perception regarding orientation for the community and community participation. Revista latino-americana de enfermagem, 18, 983-989. FIGUEIREDO ET AL. (2009) (see reference list) GOODCHILD, M., SAHU, S., WARES, F., DEWAN, P., SHUKLA, R. S., CHAUHAN, L. S. & FLOYD, K. (2011) A cost-benefit analysis of scaling up tuberculosis control in India. The International Journal of Tuberculosis and Lung Disease, 15, 358-362. HOSSAIN, S., QUAIYUM, M. A., ZAMAN, K., BANU, S., HUSAIN, M. A., ISLAM, M. A., COOREMAN, E., BORGDORFF, M., LÖNNROTH, K. & SALIM, A. H. (2012) Socio Economic Position in TB Prevalence and Access to Services: Results from a Population Prevalence Survey and a Facility-Based Survey in Bangladesh. PloS one, 7, e44980. KAR, M. & LOGARAJ, M. (2010) Awareness, attitude and treatment seeking behaviour regarding tuberculosis in a rural area of Tamil Nadu. Indian J Tuberc, 57, 226-9. KHAN, M. S., SUWANNAPONG, N., HOWTEERAKUL, N., PACHEUN, O. & RAJATANUN, T. (2011) Improvement of district hospital service system to increase treatment adherence among tuberculosis patients in Pakistan. Southeast Asian Journal of Tropical Medicineand Public Health, 42, 664. MESFIN, M. M., NEWELL, J. N., WALLEY, J. D., GESSESSEW, A., TESFAYE, T., LEMMA, F. & MADELEY, R. J. (2009) Quality of tuberculosis care and its association with patient adherence to treatment in eight Ethiopian districts. Health policy and planning, 24, 457-466. NABIL TACHFOUTI, N., SLAMA, K., BERRAHO, M. & NEJJARI, C. (2011) The impact of knowledge and attitudes on adherence to tuberculosis treatment: a case-control study in a Moroccan region. Pan African Medical Journal, 12. NAIDOO, P., DICK, J. & COOPER, D. (2009) Exploring tuberculosis patients’ adherence to treatment regimens and prevention programs at a public health site. Qualitative Health Research, 19, 55-70.

37

SCATENA, L. M., VILLA, T. C. S., NETTO, A. R., KRITSKI, A. L., FIGUEIREDO, T. M. R. M. D., VENDRAMINI, S. H. F., ASSIS, M. M. D. A. & MOTTA, M. C. S. D. (2009) Difficulties in the accessibility to health services for tuberculosis diagnoses in Brazilian municipalities. Revista de Saúde Pública, 43, 389-397. SOUZA, M. S. P. L., PEREIRA, S. M., MARINHO, J. M. & BARRETO, M. L. (2009) Characteristics of healthcare services associated with adherence to tuberculosis treatment. Revista de Saude Publica, 43, 997-1005. WEI, X., CHEN, J., CHEN, P., NEWELL, J. N., LI, H., SUN, C., MEI, J. & WALLEY, J. D. (2009a) Barriers to TB care for rural-to-urban migrant TB patients in Shanghai: a qualitative study. Tropical Medicine & International Health, 14, 754-760. WEI, X. L., LIANG, X. Y., WALLEY, J. D., LIU, F. Y. & DONG, B. Q. (2009b) Analysis of care-seeking pathways of tuberculosis patients in Guangxi, China, with and without decentralised tuberculosis services. The International Journal of Tuberculosis and Lung Disease, 13, 514-520. XU ET AL. (2009) (see reference list) ZHOU ET AL. (2012) (see reference list)

D. HIV/AIDS prevention (n=37) ANDERSON, G., CASWELL, G., EDWARDS, O., HSIEH, A., HULL, B., MALLOURIS, C., MASON, N. & NÖSTLINGER, C. (2012) Community voices: barriers and opportunities for programmes to successfully prevent vertical transmission of HIV identified through consultations among people living with HIV. Journal of the International AIDS Society, 15. BARIGYE, H., LEVIN, J., MAHER, D., TINDIWEGI, G., ATUHUMUZA, E., NAKIBINGE, S. & GROSSKURTH, H. (2010) Operational evaluation of a service for prevention of mother-to-child transmission of HIV in rural Uganda: barriers to uptake of single-dose nevirapine and the role of birth reporting. Tropical Medicine & International Health, 15, 1163-1171. BARKER, D. H., SWENSON, R. R., BROWN, L. K., STANTON, B. F., VANABLE, P. A., CAREY, M. P., VALOIS, R. F., DICLEMENTE, R. J., SALAZAR, L. F. & ROMER, D. (2012) Blocking the benefit of group-based HIV-prevention efforts during adolescence: the problem of HIV-related stigma. AIDS and Behavior, 16, 571-577. BROOKS, R. A., KAPLAN, R. L., LIEBER, E., LANDOVITZ, R. J., LEE, S.-J. & LEIBOWITZ, A. A. (2011) Motivators, concerns, and barriers to adoption of preexposure prophylaxis for HIV prevention among gay and bisexual men in HIV-serodiscordant male relationships. AIDS care, 23, 1136-1145. CORNMAN, D. H., CHRISTIE, S., SHEPHERD, L. M., MACDONALD, S., AMICO, K. R., SMITH, L. R., SHUPER, P. A., ADELAJA, A., MAHLASE, G. & FRÖHLICH, J. A. (2011) Counsellor-delivered HIV risk reduction intervention addresses safer sex barriers of people living with HIV in KwaZuluNatal, South Africa. Psychology & Health, 26, 1623-1641.

38

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

DONAHUE, M., DUBE, Q., DOW, A., UMAR, E. & VAN RIE, A. (2012) “They have already thrown away their chicken”: barriers affecting participation by HIV-infected women in care and treatment programs for their infants in Blantyre. AIDS Care, 24, 1233-239. EARL, A., ALBARRACÃN, D., DURANTINI, M., GUNNOE, J., LEEPER, J. & LEVITT, J. (2009) Participation in counseling programs: high-risk participants are reluctant to accept HIV-prevention counseling. J Consult Clin Psychol, 77, 668-79. EIDE, A. H., SCHÜR, C., RANCHOD, C., ROHLEDER, P., SWARTZ, L. & SCHNEIDER, M. (2011) Disabled persons’ knowledge of HIV prevention and access to health care prevention services in South Africa. AIDS care, 23, 1595-1601. GALEA, ET AL. (2011) (see reference list) GAMAZINA, K., MOGILEVKINA, I., PARKHOMENKO, Z., BISHOP, A., COFFEY, P. S. & BRAZG, T. (2009) Improving quality of prevention of mother-to-child HIV transmission services in Ukraine: a focus on provider communication skills and linkages to community-based non-governmental organizations. Central European journal of public health, 17. GRUSKIN, ET AL. (2013) (see reference list) HEMBAH-HILEKAAN, ET AL. (2012) (see reference list) HORWOOD, C., HASKINS, L., VERMAAK, K., PHAKATHI, S., SUBBAYE, R. & DOHERTY, T. (2010) Prevention of mother to child transmission of HIV (PMTCT) programme in KwaZulu-Natal, South Africa: an evaluation of PMTCT implementation and integration into routine maternal, child and women’s health services. Tropical Medicine & International Health, 15, 992-999. HOYOS, J., FERNÁNDEZ-BALBUENA, S., DE LA FUENTE, L., SORDO, L., RUIZ, M., BARRIO, G. & BELZA, M. J. (2013) Never tested for HIV in Latin-American migrants and Spaniards: prevalence and perceived barriers. Journal of the International AIDS Society, 16. JEAN, ET AL. (2012) (see reference list) KIM, M. H., AHMED, S., BUCK, W. C., PREIDIS, G. A., HOSSEINIPOUR, M. C., BHALAKIA, A., NANTHURU, D., KAZEMBE, P. N., CHIMBWANDIRA, F. & GIORDANO, T. P. (2012) The Tingathe programme: a pilot intervention using community health workers to create a continuum of care in the prevention of mother to child transmission of HIV (PMTCT) cascade of services in Malawi. Journal of the International AIDS Society, 15, 17389-17389. KINGORI, C., REECE, M., OBENG, S., MURRAY, M., SHACHAM, E., DODGE, B., AKACH, E., NGATIA, P. & OJAKAA, D. (2012) Impact of internalized stigma on HIV prevention behaviors among HIV-infected individuals seeking HIV care in Kenya. AIDS patient care and STDs, 26, 761768. KINSLER, ET AL. (2009) (see reference list) KOO, K., MAKIN, J. D. & FORSYTH, B. W. C. (2013) Barriers to Male-Partner Participation in Programs to Prevent Mother-to-Child HIV Transmission in South Africa. AIDS Education and Prevention, 25, 14-24. 39

LARSSON, E. C., THORSON, A. E., PARIYO, G., WAISWA, P., KADOBERA, D., MARRONE, G. & EKSTRÖM, A. M. (2012) Missed Opportunities: Barriers to HIV testing during pregnancy from a population based cohort study in rural Uganda. PloS one, 7, e37590. LOTFI, R., TEHRANI, F. R., YAGHMAEI, F. & HAJIZADEH, E. (2012) Barriers to condom use among women at risk of HIV/AIDS: a qualitative study from Iran. BMC women’s health, 12, 13. MA, W., RAYMOND, H., WILSON, E., MCFARLAND, W., LU, H., DING, X., LU, R., MA, X., XIA, D., XU, J., HE, X., FENG, L., FAN, S., LI, X., SUN, J., JIA, Y., SHAO, Y., RUAN, Y. & Y, X. (2012) Participation of HIV prevention programs among men who have sex with men in two cities of China-a mixed method study. BMC Public Health, 12. MANIRANKUNDA, (2009) (see reference list) MASSARI, ET AL. (2011) (see reference list) MBONYE, ET AL. (2010) (see reference list) MCCOY, S. I., MILLER, W. C., MACDONALD, P. D. M., HURT, C. B., LEONE, P. A., ERON, J. J. & STRAUSS, R. P. (2009) Barriers and facilitators to HIV testing and linkage to primary care: narratives of people with advanced HIV in the Southeast. AIDS care, 21, 1313-1320. MIMIAGA, M. J., REISNER, S. L., BLAND, S., SKEER, M., CRANSTON, K., ISENBERG, D., VEGA, B. A. & MAYER, K. H. (2009) Health system and personal barriers resulting in decreased utilization of HIV and STD testing services among at-risk black men who have sex with men in Massachusetts. AIDS patient care and STDs, 23, 825-835. NICOLAU, A. I. O., RIBEIRO, S. G., LESSA, P. R. A., MONTE, A. S., BERNARDO, E. B. R. & PINHEIRO, A. K. B. (2012) Knowledge, attitude and practices regarding condom use among women prisoners: the prevention of STD/HIV in the prison setting. Revista da Escola de Enfermagem da USP, 46, 711-719. NKUOH, ET AL. (2010) (see reference list). PÉREZ-JIMÉNEZ, D., SEAL, D. W. & SERRANO-GARCÍA, I. (2009) Barriers and facilitators of HIV prevention with heterosexual Latino couples: beliefs of four stakeholder groups. Cultural Diversity and Ethnic Minority Psychology, 15, 11. RAHANGDALE, L., BANANDUR, P., SREENIVAS, A., TURAN, J. M., WASHINGTON, R. & COHEN, C. R. (2010) Stigma as experienced by women accessing prevention of parent-to-child transmission of HIV services in Karnataka, India. AIDS care, 22, 836-842. SALEH, L. D., OPERARIO, D., SMITH, C. D., ARNOLD, E. & KEGELES, S. (2011) “We’re Going to Have to Cut Loose Some of Our Personal Beliefs”: Barriers and Opportunities in Providing HIV Prevention to African American Men who have Sex with Men and Women. AIDS Education and Prevention, 23, 521-532. SASAKI, ET AL. (2010) (see reference list)

40

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

SCHWARCZ, S., RICHARDS, T. A., FRANK, H., WENZEL, C., CHIN HSU, L., CHIN, C.-S. J., MURPHY, J. & DILLEY, J. (2011) Identifying barriers to HIV testing: personal and contextual factors associated with late HIV testing. AIDS care, 23, 892-900. SHANNON, K., STRATHDEE, S. A., SHOVELLER, J., RUSCH, M., KERR, T. & TYNDALL, M. W. (2009) Structural and environmental barriers to condom use negotiation with clients among female sex workers: implications for HIV-prevention strategies and policy. American journal of public health, 99, 659. TANGMUNKONGVORAKUL, A., CHARIYALERTSAK, S., AMICO, K. R., SAOKHIEO, P., WANNALAK, V., SANGANGAMSAKUN, T., GOICOCHEA, P. & GRANT, R. (2012) Facilitators and barriers to medication adherence in an HIV prevention study among men who have sex with men in the iPrEx study in Chiang Mai, Thailand. AIDS care, 25, 961-967. TORRONE ET AL. (2010) (see reference list)

E. Diabetes treatment (n=18) AYELE, K., ET AL. (2012) (see reference list) BAINS, S. S. & EGEDE, L. E. (2011) Associations between health literacy, diabetes knowledge, self-care behaviors, and glycemic control in a low income population with type 2 diabetes. Diabetes technology & therapeutics, 13, 335-341. COLLIER, S. A., MULHOLLAND, C., WILLIAMS, J., MERSEREAU, P., TURAY, K. & PRUE, C. (2011) A qualitative study of perceived barriers to management of diabetes among women with a history of diabetes during pregnancy. Journal of Women’s Health, 20, 1333-1339. FUKUNAGA, ET AL. (2011) (see reference list) GOMES-VILLAS BOAS, L. C., FOSS, M. C., FREITAS, M. C. F. D. & PACE, A. E. (2012) Relationship among social support, treatment adherence and metabolic control of diabetes mellitus patients. Revista latino-americana de enfermagem, 20, 52-58. ISHII, H., IWAMOTO, Y. & TAJIMA, N. (2012) An exploration of barriers to insulin initiation for physicians in Japan: findings from the Diabetes Attitudes, Wishes And Needs (DAWN) JAPAN study. PloS one, 7, e36361. KARTER, A. J., SUBRAMANIAN, U., SAHA, C., CROSSON, J. C., PARKER, M. M., SWAIN, B. E., MOFFET, H. H. & MARRERO, D. G. (2010) Barriers to Insulin Initiation The Translating Research Into Action for Diabetes Insulin Starts Project. Diabetes Care, 33, 733-735. MBAEZUE, N., MAYBERRY, R., GAZMARARIAN, J., QUARSHIE, A., IVONYE, C. & HEISLER, M. (2010) The impact of health literacy on self-monitoring of blood glucose in patients with diabetes receiving care in an inner-city hospital. Journal of the National Medical Association, 102, 5-9.

41

MULVANEY, S. A., HOOD, K. K., SCHLUNDT, D. G., OSBORN, C. Y., JOHNSON, K. B., ROTHMAN, R. L. & WALLSTON, K. A. (2011) Development and initial validation of the barriers to diabetes adherence measure for adolescents. Diabetes research and clinical practice, 94, 77-83. O’CONNOR, ET AL. (2013) (see reference list) ONWUDIWE, N. C., MULLINS, C. D., WINSTON, R. A., SHAYA, F. T., PRADEL, F. G., LAIRD, A. & SAUNDERS, E. (2011) Barriers to self-management of diabetes: a qualitative study among lowincome minority diabetics. Ethnicity & disease, 21, 27. OSBORN, C. Y., BAINS, S. S. & EGEDE, L. E. (2010) Health literacy, diabetes self-care, and glycemic control in adults with type 2 diabetes. Diabetes technology & therapeutics, 12, 913-919. OSBORN, C. Y., CAVANAUGH, K., WALLSTON, K. A., KRIPALANI, S., ELASY, T. A., ROTHMAN, R. L. & WHITE, R. O. (2011) Health literacy explains racial disparities in diabetes medication adherence. Journal of health communication, 16, 268-278. PARKER, M. M., MOFFET, H. H., SCHILLINGER, D., ADLER, N., FERNANDEZ, A., CIECHANOWSKI, P. & KARTER, A. J. (2012) Ethnic Differences in Appointmentment Keeping and Implications for the Patient Centered Medical Home Findings from the Diabetes Study of Northern California (DISTANCE). Health services research, 47, 572-593. REES, C. A., KARTER, A. J., YOUNG, B. A., SPIGNER, C., GREMBOWSKI, D., SCHILLINGER, D. & ADLER, N. E. (2011) Correlates of patient-reported racial/ethnic health care discrimination in the Diabetes Study of Northern California (DISTANCE). Journal of health care for the poor and underserved, 22, 211-225. STUEBE, A., ECKER, J., BATES, D. W., ZERA, C., BENTLEY-LEWIS, R. & SEELY, E. (2010) Barriers to follow-up for women with a history of gestational diabetes. American journal of perinatology, 27. WALLACE, A. S., CARLSON, J. R., MALONE, R. M., JOYNER, J. & DEWALT, D. A. (2010) The influence of literacy on patient-reported experiences of diabetes self-management support. Nursing research, 59, 356. YAMASHITA & KART. (2011) (see reference list)

F. Depression treatment (n=20) AROMAA, E., TOLVANEN, A., TUULARI, J. & WAHLBECK, K. (2011) Personal stigma and use of mental health services among people with depression in a general population in Finland. BMC psychiatry, 11, 52. BARNEY, L. J., GRIFFITHS, K. M., CHRISTENSEN, H. & JORM, A. F. (2009) Exploring the nature of stigmatising beliefs about depression and help-seeking: implications for reducing stigma. BMC public health, 9, 61. BLACK, G., ROBERTS, R. M. & LI-LENG, T. (2012) Depression in rural adolescents: relationships with gender and availability of mental health services. Rural & Remote Health, 12. 42

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

CHAKRABORTY, K., AVASTHI, A., KUMAR, S. & GROVER, S. (2009) Attitudes and beliefs of patients of first episode depression towards antidepressants and their adherence to treatment. Social psychiatry and psychiatric epidemiology, 44, 482-488. CONNER, K., COPELAND, V., GROTE, N., KOESKE, G., D, R., REYNOLDS, C. T. R. & BROWN, C. (2010) Mental health treatment seeking among older adults with depression: the impact of stigma and race. Am J Geriatr Psychiatry, 18, 531-43. COVENTRY, ET AL. (2011) (see reference list) DEEN, T. L. & BRIDGES, A. J. (2011) Depression literacy: rates and relation to perceived need and mental health service utilization in a rural American sample. Rural & Remote Health, 11. DONOHUE, J. M., ZHANG, Y., PERERA, S., LAVE, J. R., HANLON, J. T., MEN, A. & REYNOLDS III, C. F. (2011) Impact of Medicare Part D on antidepressant treatment, medication choice, and adherence among older adults with depression. The American Journal of Geriatric Psychiatry, 19, 989997. GOODMAN, J. H. (2009) Women’s attitudes, preferences, and perceived barriers to treatment for perinatal depression. Birth, 36, 60-69. KRAVITZ, R. L., PATERNITI, D. A., EPSTEIN, R. M., ROCHLEN, A. B., BELL, R. A., CIPRI, C., FERNANDEZ Y GARCIA, E., FELDMAN, M. D. & DUBERSTEIN, P. (2011) Relational barriers to depression help-seeking in primary care. Patient education and counseling, 82, 207-213. LOGSDON, M. C., HINES-MARTIN, V. & RAKESTRAW, V. (2009) Barriers to depression treatment in low-income, unmarried, adolescent mothers in a southern, urban area of the United States. Issues in mental health nursing, 30, 451-455. MEREDITH, L. S., STEIN, B. D., PADDOCK, S. M., JAYCOX, L. H., QUINN, V. P., CHANDRA, A. & BURNAM, A. (2009) Perceived barriers to treatment for adolescent depression. Medical care, 47, 677-685. MOHR, D. C., HO, J., DUFFECY, J., BARON, K. G., LEHMAN, K. A., JIN, L. & REIFLER, D. (2010) Perceived barriers to psychological treatments and their relationship to depression. Journal of clinical psychology, 66, 394-409. PFEIFFER ET AL. (2011) (see reference list) RAUE, P., SCHULBERG, H., HEO, M., KLIMSTRA, S. & BRUCE, M. (2009) Patients’ depression treatment preferences and initiation, adherence, and outcome: a randomized primary care study. Psychiatric Services, 60, 337-343. ROCHLEN, A. B., PATERNITI, D. A., EPSTEIN, R. M., DUBERSTEIN, P., WILLEFORD, L. & KRAVITZ, R. L. (2010) Barriers in diagnosing and treating men with depression: a focus group report. American journal of men’s health, 4, 167-175. SCHOMERUS, G., MATSCHINGER, H. & ANGERMEYER, M. C. (2009) The stigma of psychiatric treatment and help-seeking intentions for depression. European archives of psychiatry and clinical neuroscience, 259, 298-306. 43

SEGRE, L. S., MCCABE, J. E., STASIK, S. M., O’HARA, M. W. & ARNDT, S. (2012) Implementation of an evidence-based depression treatment into social service settings: the relative importance of acceptability and contextual factors. Administration and Policy in Mental Health and Mental Health Services Research, 39, 180-186. SUN ET AL. (2011) (see reference list) SWAMI, V. (2012) Mental health literacy of depression: gender differences and attitudinal antecedents in a representative British sample. PloS one, 7, e49779.

G. Injuries treatment (n=15) ALI, T., TACHIBANA, A., KHAN, I., TOWNEND, J., PRESCOTT, G. J., SMITH, W. C., SIMPSON, W. & MACLEOD, A. (2011) The changing pattern of referral in acute kidney injury. QJM, 104, 497-503. CHUNG, J. Y., FRANK, L., SUBRAMANIAN, A., GALEN, S., LEONHARD, S. & GREEN, B. L. (2012) A Qualitative Evaluation of Barriers to Care for Trauma-Related Mental Health Problems Among Low-Income Minorities in Primary Care. The Journal of nervous and mental disease, 200, 438. CRANDALL, M., SHARP, D., UNGER, E., STRAUS, D., BRASEL, K., HSIA, R. & ESPOSITO, T. (2013) Trauma deserts: distance from a trauma center, transport times, and mortality from gunshot wounds in Chicago. American journal of public health, 103, 1103-1109. GALVAGNO, S. M., HAUT, E. R., ZAFAR, S. N., MILLIN, M. G., EFRON, D. T., KOENIG, G. J., BAKER, S. P., BOWMAN, S. M., PRONOVOST, P. J. & HAIDER, A. H. (2012) Association between helicopter vs ground emergency medical services and survival for adults with major trauma. JAMA, 307, 1602-1610. HAGHPARAST-BIDGOLI, H., HASSELBERG, M., KHANKEH, H., KHORASANI-ZAVAREH, D. & JOHANSSON, E. (2010) Barriers and facilitators to provide effective pre-hospital trauma care for road traffic injury victims in Iran: a grounded theory approach. BMC emergency medicine, 10, 20. HSIA, R. & SHEN, Y.-C. (2011) Possible geographical barriers to trauma center access for vulnerable patients in the United States: an analysis of urban and rural communities. Archives of Surgery, 146, 46-52. KHORASANI-ZAVAREH, D., KHANKEH, H. R., MOHAMMADI, R., LAFLAMME, L., BIKMORADI, A. & HAGLUND, B. J. A. (2009) Post-crash management of road traffic injury victims in Iran. Stakeholders’ views on current barriers and potential facilitators. BMC emergency medicine, 9, 8. LAUDERMILCH, D. J., SCHIFF, M. A., NATHENS, A. B. & ROSENGART, M. R. (2010) Lack of emergency medical services documentation is associated with poor patient outcomes: a validation of audit filters for prehospital trauma care. Journal of the American College of Surgeons, 210, 220-227. MORSE, L. R., GELLER, A., STOLZMANN, K. L., MATTHESS, K., LAZZARI, A. A. & GARSHICK, E. (2009) Barriers to providing dual energy x-ray absorptiometry services to individuals with spinal cord injury. American journal of physical medicine & rehabilitation/Association of Academic Physiatrists, 88, 57. 44

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

ROULEAU, D. M., PARENT, S. & FELDMAN, D. E. (2010) Primary care management for isolated limb injury: Referral to orthopedic surgery in a trauma center. Clinical & Investigative Medicine, 33, E99-E108. SOBRUN-MAHARAJ, A., TSE, S. & HOQUE, E. (2010) Barriers experienced by Asians in accessing injury-related services and compensations. Journal of primary health care, 1, 43-53. STAUDENMAYER, K., HSIA, R., WANG, E., SPORER, K., GHILARDUCCI, D., SPAIN, D., MACKERSIE, R., SHERCK, J., KLINE, R. & NEWGARD, C. (2012) The forgotten trauma patient: Outcomes for injured patients evaluated by emergency medical services but not transported to the hospital. The journal of trauma and acute care surgery, 72, 594. VAIDYANATHAN, S., SONI, B. M., SINGH, G., OO, T. & HUGHES, P. L. (2011) Barriers to implementing intermittent catheterisation in spinal cord injury patients in Northwest Regional Spinal Injuries Centre, Southport, UK. The Scientific World Journal, 11, 77-85. WONG, E. C. & MARSHALL, G. N. (2010) Barriers to the Collaborative Care of Patients with Orofacial Injury. Oral and maxillofacial surgery clinics of North America, 22, 247-250. WONG, E. C., SCHELL, T. L., MARSHALL, G. N., JAYCOX, L. H., HAMBARSOOMIANS, K. & BELZBERG, H. (2009) Mental health service utilization after physical trauma: the importance of physician referral. Medical care, 47, 1077.

H. Cervical cancer prevention (n=23) ADAMU, A. N., ABIOLA, A. O. & IBRAHIM, M. T. O. (2012) The effect of health education on the knowledge, attitude, and uptake of free Pap smear among female teachers in Birnin-Kebbi, NorthWestern Nigeria. Nigerian journal of clinical practice, 15, 326-332. AL-MEER, F. M., ASEEL, M. T., AL-KHALAF, J., AL-KUWARI, M. G. & ISMAIL, M. F. S. (2011) Knowledge, attitude and practices regarding cervical cancer and screening among women visiting primary health care in Qatar. Eastern Mediterranean Health Journal, 17. AL-NAGGAR, R. A., LOW, W. Y. & ISA, Z. M. (2010) Knowledge and barriers towards cervical cancer screening among young women in Malaysia. Asian Pac J Cancer Prev, 11, 867-873. ARULOGUN, O. S. & MAXWELL, O. O. (2012) Perception and utilization of cervical cancer screening services among female nurses in University College Hospital, Ibadan, Nigeria. Pan African Medical Journal, 11. BORGES, M. F. D. S. O., DOTTO, L. M. G., KOIFMAN, R. J., CUNHA, M. D. A. & MUNIZ, P. T. (2012) Prevalence of uterine cervical cancer testing in Rio Branco, Acre State, Brazil, and factors associated with non-participation in screening. Cadernos de Saude Publica, 28, 1156-1166. FRIEDMAN, A. M., HEMLER, J. R., ROSSETTI, E., CLEMOW, L. P. & FERRANTE, J. M. (2012) Obese women’s barriers to mammography and Pap smear: the possible role of personality. Obesity, 20, 1611-1617. 45

KIVISTIK, A., LANG, K., BAILI, P., ANTTILA, A. & VEERUS, P. (2011) Women’s knowledge about cervical cancer risk factors, screening, and reasons for non-participation in cervical cancer screening programme in Estonia. BMC women’s health, 11, 43. LATAIFEH, I., AMARIN, Z. & KHADER, Y. (2009) A survey of the knowledge and attitude of Jordanian obstetricians and gynaecologists to cervical cancer screening. Journal of Obstetrics & Gynecology, 29, 757-760. LEE, ET AL. (2011a) (see reference list) LEE, M., CHANG, H. S., PARK, E.-C., YU, S.-H., SOHN, M. & LEE, S. G. (2011b) Factors associated with participation of Korean women in cervical cancer screening examination by age group. Asian Pac J Cancer Prev, 12, 1457-62. MCALEARNEY, A. S., OLIVERI, J. M., POST, D. M., SONG, P. H., JACOBS, E., WAIBEL, J., HARROP, J., STEINMAN, K. & PASKETT, E. D. (2012) Trust and distrust among Appalachian women regarding cervical cancer screening: A qualitative study. Patient education and counseling, 86, 120-126. NDIKOM, C. M. & OFI, B. A. (2012) Awareness, perception and factors affecting utilization of cervical cancer screening services among women in Ibadan, Nigeria: a qualitative study. Reproductive health, 9, 11. OLESEN, S. C., BUTTERWORTH, P., JACOMB, P. & TAIT, R. J. (2012) Personal factors influence use of cervical cancer screening services: epidemiological survey and linked administrative data address the limitations of previous research. BMC Health Services Research, 12, 34. PERCAC-LIMA ET AL. (2010) (see reference list) RAFAEL, R. D. M. R. & MOURA, A. (2010) Barriers to implementation of cervical cancer screening: a household survey in the coverage area of the Family Health Program in Nova Iguasu, Rio de Janeiro State, Brazil. Cad Saúde Pública, 26, 1045-50. REDWOOD-CAMPBELL ET AL. (2011) (see reference list) TRACY, J. K., LYDECKER, A. D. & IRELAND, L. (2010) Barriers to cervical cancer screening among lesbians. Journal of Women’s Health, 19, 229-237. TRAN, N. T., CHOE, S. I., TAYLOR, R., KO, W. S., PYO, H. S. & SO, H. C. (2011a) Knowledge, attitude and practice (KAP) concerning cervical cancer and screening among rural and urban women in six provinces of the Democratic People’s Republic of Korea. Asian Pacific Journal of Cancer Prevention, 12, 3029-3033. TRAN, N. T., TAYLOR, R., CHOE, S. I., PYO, H. S., SUK, O. & KIM, H. C. S. (2011b) Knowledge, attitude and practice (KAP) concerning cervical cancer and screening among rural and urban female healthcare practitioners in the Democratic People’s Republic of Korea. Asian Pacific Journal of Cancer Prevention, 12, 3023-3028. VASCONCELOS, C. T. M., PINHEIRO, A. K. B., CASTELO, A. R. P., COSTA, L. D. Q. & OLIVEIRA, R. G. D. (2011) Knowledge, attitude and practice related to the pap smear test among users of a primary health unit. Revista latino-americana de enfermagem, 19, 97-105. 46

Intersectoral factors influencing equity-oriented progress towards Universal Health Coverage: results from a scoping review of literature

WALL, K. M., ROCHA, G. M. N., SALINAS-MARTINEZ, A. M., BARANIUK, S. & DAY, R. S. (2010) Modifiable barriers to cervical cancer screening adherence among working women in Mexico. Journal of Women’s Health, 19, 1263-1270. WANG, X., FANG, C., TAN, Y., LIU, A. & MA, G. X. (2010) Evidence-based intervention to reduce access barriers to cervical cancer screening among underserved Chinese American women. Journal of Women’s Health, 19, 463-469. WERE, E., NYABERI, Z. & BUZIBA, N. (2011) Perceptions of risk and barriers to cervical cancer screening at Moi Teaching and Referral Hospital (MTRH), Eldoret, Kenya. African health sciences, 11.

I. Tobacco use prevention (n=9) BOGDANOVICA, I., MCNEILL, A., MURRAY, R. & BRITTON, J. (2011) What factors influence smoking prevalence and smoke free policy enactment across the European Union Member States. PloS one, 6, e23889. DUKE, J. C., VALLONE, D. M., ALLEN, J. A., CULLEN, J., MOWERY, P. D., XIAO, H., DORRLER, N., ASCHE, E. T. & HEALTON, C. (2009) Increasing youths’ exposure to a tobacco prevention media campaign in rural and low-population-density communities. American journal of public health, 99, 2210. GOENKA, S., TEWARI, A., ARORA, M., STIGLER, M. H., PERRY, C. L., ARNOLD, J. P. S., KULATHINAL, S. & REDDY, K. S. (2010) Process evaluation of a tobacco prevention program in Indian schools-methods, results and lessons learnt. Health education research, 25, 917-935. GOWIN, E., AVONTS, D., HORST-SIKORSKA, W., IGNASZAK-SZCZEPANIAK, M. & MICHALAK, M. (2009) Gender makes the difference: the influence of patients’ gender on the delivery of preventive services in primary care in Poland. Quality in primary care, 17, 343-350. HANUSAIK, N., MAXIMOVA, K., KISHCHUK, N., TREMBLAY, M., PARADIS, G. & O’LOUGHLIN, J. (2012) Does level of tobacco control relate to smoking prevalence in Canada: a national survey of public health organizations. Canadian Journal of Public Health, 103. HRUBÁ, D. & ŽALOUDÍKOVÁ, I. (2012) What limits the effectiveness of school-based anti-smoking programmes? Central European journal of public health, 20. MERRILL, R. M., MADANAT, H. & KELLEY, A. T. (2010) Smoking prevalence, attitudes, and perceived smoking prevention and control responsibilities and practices among nurses in Amman, Jordan. International journal of nursing practice, 16, 624-632. PENZES, M., CZÉGLEDI, E., BALÁZS, P. & FOLEY, K. L. (2012) Factors associated with tobacco smoking and the belief about weight control effect of smoking among Hungarian adolescents. Central European journal of public health, 20, 11. WALTER ET AL. (2010) (see reference list)

47

SOCIAL DETERMINANTS OF HEALTH access to power, money and resources and the conditions of daily life the circumstances in which people are born, grow, live, work, and age

[energy]

[investment] [community/gov.] [providers of services, education, etc.]

[water] [accessible & safe]

[justice]

[food] [supply & safety]

ISBN 978 924151 232 9

WORLD HEALTH ORGANIZATION AVENUE APPIA 1211 GENEVA 27 SWITZERLAND WWW.WHO.INT/SOCIAL_DETERMINANTS

Informations clés
Type de document Publications
Date d'adoption
Source Organisation mondiale de la santé